| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,364,614 | 22,042,000 | 16.66% | ||
| 2 | UBS Group AG | 4,269,695 | 21,562,000 | 16.30% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,125,913 | 20,836,000 | 15.75% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,415,513 | 12,198,000 | 9.22% | ||
| 5 | Invesco Ltd. | 1,572,752 | 7,942,000 | 6.00% | ||
| 6 | EATON VANCE MANAGEMENT | 1,288,797 | 6,508,000 | 4.92% | ||
| 7 | FCA CORP /TX | 870,430 | 4,396,000 | 3.32% | ||
| 8 | Saba Capital Management, L.P. | 797,572 | 4,028,000 | 3.05% | ||
| 9 | Carlson Capital, L.P. | 654,945 | 3,307,000 | 2.50% | ||
| 10 | LPL Financial LLC | 495,981 | 2,505,000 | 1.89% | ||
| 11 | WELLS FARGO & COMPANY/MN | 420,424 | 2,124,000 | 1.61% | ||
| 12 | GOFEN & GLOSSBERG LLC /IL/ | 302,670 | 1,528,000 | 1.16% | ||
| 13 | BANK OF MONTREAL /CAN/ | 289,451 | 1,462,000 | 1.11% | ||
| 14 | ROYAL BANK OF CANADA | 265,267 | 1,340,000 | 1.01% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 233,169 | 1,177,000 | 0.89% | ||
| 16 | THRIVENT FINANCIAL FOR LUTHERANS | 214,969 | 1,086,000 | 0.82% | ||
| 17 | STIFEL FINANCIAL CORP | 214,804 | 1,085,000 | 0.82% | ||
| 18 | Yorktown Management & Research Co Inc | 210,000 | 1,061,000 | 0.80% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 196,868 | 994,000 | 0.75% | ||
| 20 | Commonwealth Equity Services, Inc | 190,240 | 961,000 | 0.73% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 189,383 | 956,000 | 0.72% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 185,031 | 934,000 | 0.71% | ||
| 23 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 143,589 | 723,000 | 0.55% | ||
| 24 | ALETHEA CAPITAL MANAGEMENT, LLC | 114,755 | 580,000 | 0.44% | ||
| 25 | CITIGROUP INC | 114,192 | 577,000 | 0.44% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 113,022 | 571,000 | 0.43% | ||
| 27 | Fort Point Capital Partners LLC | 111,132 | 561,000 | 0.42% | ||
| 28 | Advisors Asset Management, Inc. | 108,584 | 548,000 | 0.41% | ||
| 29 | Westchester Capital Management, LLC | 106,644 | 539,000 | 0.41% | ||
| 30 | Janney Montgomery Scott LLC | 103,762 | 524,000 | 0.40% | ||
| 31 | Maryland Capital Management | 100,425 | 507,000 | 0.38% | ||
| 32 | BB&T SECURITIES, LLC | 90,702 | 458,000 | 0.35% | ||
| 33 | Laurion Capital Management LP | 87,974 | 444,000 | 0.34% | ||
| 34 | Edge Wealth Management LLC | 80,884 | 408,000 | 0.31% | SH | |
| 35 | Shaker Financial Services, LLC | 79,942 | 404,000 | 0.31% | ||
| 36 | DOLIVER ADVISORS, LP | 79,760 | 403,000 | 0.30% | ||
| 37 | ADVISOR GROUP, INC. | 77,568 | 392,000 | 0.30% | ||
| 38 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 77,500 | 391,000 | 0.30% | ||
| 39 | AMERIPRISE FINANCIAL INC | 71,805 | 363,000 | 0.27% | ||
| 40 | MSI Financial Services Inc | 69,929 | 353,000 | 0.27% | ||
| 41 | Capital Investment Advisors, LLC | 50,426 | 255,000 | 0.19% | ||
| 42 | BARCLAYS PLC | 50,000 | 253,000 | 0.19% | ||
| 43 | Horizon Kinetics LLC | 42,250 | 213,000 | 0.16% | ||
| 44 | Gilman Hill Asset Management, LLC | 39,560 | 200,000 | 0.15% | ||
| 45 | STEEL GROVE CAPITAL ADVISORS, LLC | 38,688 | 195,000 | 0.15% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 37,598 | 190,000 | 0.14% | ||
| 47 | Private Advisor Group, LLC | 33,939 | 171,000 | 0.13% | ||
| 48 | WEDBUSH SECURITIES INC | 31,104 | 157,000 | 0.12% | ||
| 49 | WFG Advisors, LP | 30,581 | 154,000 | 0.12% | ||
| 50 | TRUIST FINANCIAL CORP | 29,793 | 150,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
