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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001062993-16-011821) filed in 2016.10.21
#
Name
Shares
Value ($)
%
Options
Notes
101 PLAYA HOTELS & R 156,700 1,543 0.13%
102 SOLARCITY CORP 78,200 1,530 0.13%
103 TEVA PHARMACEUTICAL INDS LTD 32,500 1,495 0.12%
104 XEROX CORP 145,400 1,473 0.12%
105 GRUBHUB INC 33,000 1,419 0.12%
106 LENDINGCLUB CORP 427,400 1,368 0.11% Put
107 TRANSOCEAN LTD 147,200 1,329 0.11% Put
108 COCA COLA CO 30,814 1,304 0.11%
109 WEIGHT WATCHERS INTL INC NEW 119,700 1,235 0.10%
110 MEDIA GENERAL INC NEW 65,000 1,198 0.10%
111 INTEL CORP 30,814 1,163 0.10%
112 Royal Gold Inc 1,003,000 1,115 0.09%
113 WEIGHT WATCHERS INTL INC NEW 119,700 1,089 0.09% Put
114 PFIZER INC 30,814 1,044 0.09%
115 CANADIAN SOLAR INC 75,900 1,043 0.09%
116 DISH NETWORK A 19,000 1,041 0.09%
117 GOPRO INC 42,400 1,040 0.09% Put
118 CYPRESS SEMICONDUCTOR CORP 85,270 1,037 0.09%
119 CBRE GROUP INC 36,100 1,010 0.08%
120 TESLA INC 2,275,420 998 0.08% Put
121 BROCADE COMMUNICATIONS SYS I 1,000,000 987 0.08%
122 SPDR GOLD TR 7,800 980 0.08%
123 ISHARES SILVER TR 53,600 976 0.08%
124 PEOPLES UNITED FINANCIAL INC 58,300 922 0.08%
125 R H 98,300 918 0.08% Put
126 GENERAL ELECTRIC CO 30,814 913 0.08%
127 TWILIO INC 13,800 888 0.07%
128 3-D SYS CORP DEL 120,500 835 0.07% Put
129 AMBARELLA INC 11,100 817 0.07%
130 YAHOO INC 60,300 817 0.07% Put
131 DYNEGY INC NEW DEL 17,525 806 0.07%
132 CF CORP 81,313 796 0.07%
133 HYDRA INDS ACQUISITION CORP 78,655 783 0.07%
134 UNDER ARMOUR INC 149,500 732 0.06% Put
135 JUNO THERAPEUTICS INC COM 24,400 732 0.06%
136 SOLAREDGE TECHNOLOGIES INC 41,600 717 0.06%
137 KANDI TECHNOLOGIES GROUP INC 130,600 717 0.06%
138 GOPRO INC 42,400 707 0.06%
139 SOLARCITY CORP 78,200 691 0.06% Put
140 MANNKIND CORP. 119,800 685 0.06% Put
141 LIONS GATE ENTERTN 109,900 674 0.06% Put
142 XPO LOGISTICS INC 17,600 645 0.05%
143 NATIONAL BEVERAGE CORP COM 14,300 630 0.05%
144 SHAKE SHACK INC 17,900 621 0.05%
145 NIPPON TELEG TEL CORPORATION SPONSORED ADR 13,465 617 0.05%
146 SUMITOMO MITSUI FINL GROUP I 76,715 518 0.04%
147 IRONWOOD PHARMACEUTICALS INC 32,500 516 0.04%
148 MOBILEYE N V AMSTELVEEN 85,900 505 0.04% Put
149 CANADIAN SOLAR INC 75,900 469 0.04% Put
150 KINDER MORGAN INC DEL 20,000 463 0.04%
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