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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
501 PTC INC 168,400 6,172 0.03%
502 BANNER CORP COM NEW 142,392 6,126 0.03%
503 ZUMIEZ INC 157,780 6,095 0.03%
504 SYNCHRONOSS TECHNOLOGIES INC 144,754 6,059 0.03%
505 POOL CORPORATION 93,840 5,953 0.03%
506 EXPRESS INC COM 399,262 5,865 0.03%
507 FOREST CITY ENTERPRISES A 274,515 5,847 0.03%
508 DYNEGY INC NEW DEL 57,390 5,798 0.03% PRN
509 ST JUDE MED INC 89,064 5,792 0.03%
510 AGREE RLTY CORP COM 184,965 5,751 0.03%
511 SENIOR HOUSING PROPERTIES TRUST 257,591 5,695 0.03%
512 PENN ENTERTAINMENT INC COM 414,495 5,691 0.03%
513 LACLEDE GROUP INC 106,830 5,683 0.03%
514 ENDOLOGIX INC 371,556 5,681 0.03%
515 AMERISOURCEBERGEN CORP 62,777 5,660 0.03%
516 TJX COS INC NEW 82,487 5,657 0.03%
517 LILLY ELI & CO 81,881 5,649 0.03%
518 STARZ SERIES A 188,674 5,604 0.03%
519 ULTIMATE SOFTWARE GROUP INCORPORATED 38,166 5,603 0.03%
520 LPL FINL HLDGS INC 125,134 5,575 0.03%
521 NETAPP INC 134,455 5,573 0.03%
522 SEMGROUP CORP CL A 80,577 5,511 0.03%
523 PHILLIPS 66 76,462 5,482 0.03%
524 RETAIL PPTYS AMER INC CL A 326,389 5,447 0.03%
525 VOYA FINANCIAL INC 127,998 5,425 0.03%
526 WASTE CONNECTIONS INC 179,964 5,413 0.03%
527 PEMBINA PIPELINE CORP 148,408 5,404 0.03%
528 DU PONT E I DE NEMOURS & CO 73,000 5,398 0.03% Call
529 NETGEAR INC 151,556 5,392 0.03%
530 CNO FINL GROUP INC 312,374 5,379 0.03%
531 SELECT SECTOR SPDR TR 129,598 5,359 0.03%
532 TRUEBLUE INC COM 240,294 5,347 0.03%
533 SPECTRANETICS CORP 154,129 5,330 0.03%
534 ALTRA INDL MOTION CORP COM 187,275 5,317 0.03%
535 NEXTERA ENERGY INC 50,000 5,315 0.03% Call
536 KINDER MORGAN INC DEL 125,000 5,289 0.03% Call
537 GOLDCORP INC NEW 284,824 5,275 0.03%
538 EDUCATION RLTY TR INC 144,028 5,270 0.03%
539 RAYMOND JAMES FINANC 91,890 5,264 0.03%
540 RED ROBIN GOURMET BURGERS INC COM 68,210 5,250 0.03%
541 MPLX LP 71,260 5,237 0.03%
542 DCP MIDSTREAM LP 114,851 5,218 0.03%
543 ISHARES MSCI ACWI EX US IDX FD 120,700 5,193 0.03%
544 Qorvo Inc 312,827 5,190 0.03%
545 EVERBANK FINL CORP COM 272,282 5,190 0.03%
546 EDWARDS LIFESCIENCES CORP 40,623 5,175 0.03%
547 SANDISK CORP 52,720 5,166 0.03%
548 INTELSAT S A COM 297,121 5,158 0.03%
549 ROCK-TENN COMPANY 83,175 5,072 0.03%
550 MARSH & MCLENNAN COS INC 87,870 5,030 0.03%
Page 11 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1351 BROOKDALE SR LIVING INC 15,610 572 0.00%
1352 MEADWESTVACO CORP 12,787 568 0.00%
1353 SEALED AIR CORP NEW 13,281 564 0.00%
1354 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 19,443 564 0.00%
1355 ENEL AMERICAS S A 35,000 561 0.00% Call
1356 CONE Midstream Partners 23,098 557 0.00%
1357 HUDSON CITY BANCORP INC 54,713 554 0.00%
1358 BANK AMER CORP 475 553 0.00%
1359 ASTORIA FINL CORPORATION 40,850 546 0.00%
1360 DELAWARE INVT NAT MUNI INC F 40,912 536 0.00%
1361 CINCINNATI FINL CORP 10,349 536 0.00%
1362 TETRA TECH INC NEW 20,037 535 0.00%
1363 CAMPBELL SOUP CO 12,125 534 0.00%
1364 BLACKROCK MUNIVEST FD INC 53,753 533 0.00%
1365 GOODYEAR TIRE & RUBR CO 18,596 531 0.00%
1366 BLACKROCK MUN INCOME TR 37,345 530 0.00%
1367 INVESCO QUALITY MUN INCOME T 42,192 527 0.00%
1368 J2 GLOBAL INC 8,496 527 0.00%
1369 Ryanair Hldgs Plc Adr 7,395 527 0.00%
1370 Dentsply Intl Inc 9,829 524 0.00%
1371 VTTI ENERGY PARTNERS LP 20,990 520 0.00%
1372 VALERO ENERGY PARTNERS LP 11,990 519 0.00%
1373 UNITED STATES CELLULAR CORP 13,012 518 0.00%
1374 AIRGAS INC 4,485 517 0.00%
1375 BLACKROCK MUNIYIELD INVST FD 33,129 513 0.00%
1376 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 28,729 511 0.00%
1377 BLACKROCK MUNIYIELD QUALITY 38,483 508 0.00%
1378 CIT GROUP INC 10,606 507 0.00%
1379 SPECTRA ENERGY PARTNERS LP 8,874 506 0.00%
1380 HELMERICH & PAYNE INC 7,456 503 0.00%
1381 HD SUPPLY HLDGS INCORPORATED 17,016 502 0.00%
1382 CLIFFS NAT RES INC 70,231 501 0.00%
1383 M D C HLDGS INC COM 18,806 498 0.00%
1384 FMC 8,693 496 0.00%
1385 CASEY'S GENERAL STORES INC COM 5,438 491 0.00%
1386 Iron Mountain Inc New 12,674 490 0.00%
1387 * SANDRIDGE ENERGY INC COM 269,151 490 0.00%
1388 QUANTA SVCS INC 17,239 489 0.00%
1389 PLUM CREEK TIMBER 11,398 488 0.00%
1390 FIRST SOLAR INC 10,903 486 0.00%
1391 HCA HOLDINGS INC 6,591 484 0.00%
1392 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 5,400 484 0.00% Put
1393 PULTE GROUP INC 22,498 483 0.00%
1394 ENABLE MIDSTREAM PARTNERS LP 24,801 481 0.00%
1395 COOPER TIRE RUBR CO 13,811 479 0.00%
1396 XYLEM INC 12,389 472 0.00%
1397 ISHARES 7,900 469 0.00%
1398 D R HORTON INC 18,448 467 0.00%
1399 SS&C TECHNOLOGIES HLDGS INC 7,923 463 0.00%
1400 WISDOMTREE TR 9,400 463 0.00% Put
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