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DYNEGY INC NEW DE CNV PFD
DYNEGY INC NEW DE CNV PFD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 25 Institutional holders with a total value of $313,188,113.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,107,197 111,860,113 35.72%
2 FMR LLC 448,900 45,788,000 14.62%
3 FEDERATED HERMES, INC. 358,499 36,567,000 11.68%
4 CASPIAN CAPITAL LP 300,000 30,309,000 9.68%
5 JENNISON ASSOCIATES LLC 242,947 24,545,000 7.84%
6 Bank of New York Mellon Corp 154,783 15,638,000 4.99%
7 Invesco Ltd. 142,328 14,379,000 4.59%
8 PUTNAM INVESTMENTS LLC 95,639 9,755,000 3.11%
9 Nuveen Asset Management, LLC 57,390 5,798,000 1.85% PRN
10 MORGAN STANLEY 55,301 5,571,000 1.78%
11 Point72 Asset Management, L.P. 50,000 5,052,000 1.61% PRN
12 Allianz Asset Management GmbH 20,000 2,038,000 0.65%
13 Nicholas Investment Partners, LP 15,605 1,577,000 0.50%
14 PALISADE CAPITAL MANAGEMENT, LP 11,729 1,194,000 0.38%
15 SSI INVESTMENT MANAGEMENT LLC 9,780 994,000 0.32%
16 TD ASSET MANAGEMENT INC 5,000 510,000 0.16%
17 CREDIT SUISSE AG/ 5,000 505,000 0.16%
18 WELLINGTON MANAGEMENT GROUP LLP 4,110 419,000 0.13%
19 MANAGED ACCOUNT ADVISORS LLC 3,427 346,000 0.11%
20 CITIGROUP INC 1,567 160,000 0.05%
21 SEI INVESTMENTS CO 720 73,000 0.02%
22 BARCLAYS PLC 605 61,000 0.02%
23 Clearbridge Investments, LLC 31,800 32,000 0.01%
24 UBS Group AG 150 15,000 0.00%
25 DEUTSCHE BANK AG\ 25 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.