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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ARCH COAL INC 16,464 29 0.00%
2 DYAX CORP COM CVR 106,814 1,502 0.01%
3 HERSHA HOSPITALITY TR 8,313,697 58,445 0.32%
4 LATAM AIRLINES GROUP S A 60,411 3,420 0.02%
5 Mylan Laboratories Inc 779,779 43,956 0.24%
6 Williams Partners Lp 230,089 10,296 0.06%
7 * SANDRIDGE ENERGY INC COM 269,151 490 0.00%
8 3-D SYS CORP DEL 42,016 1,381 0.01%
9 3M CO 148,000 24,319 0.13% Call
10 3M CO 277,894 45,664 0.25%
11 A O SMITH 31,685 1,787 0.01%
12 ABBOTT LABS 188,270 8,476 0.05%
13 ABBVIE INC 415,994 27,223 0.15%
14 ABERCROMBIE & FITCH CO 34,417 986 0.01%
15 ABIOMED INC 287,782 10,953 0.06%
16 ACADIA COMPANY COM 5,601 343 0.00%
17 ACADIA RLTY TR COM SH BEN INT 2,004,040 64,189 0.36%
18 ACCENTURE PLC IRELAND 212,078 18,941 0.11%
19 ACCESS MIDSTREAM PARTNERS LP 74,288 4,026 0.02%
20 ACE LTD 23,075 2,651 0.01%
21 ACI WORLDWIDE INC 60,030 1,211 0.01%
22 ACTAVIS PLC 135,277 34,822 0.19%
23 ACTIVISION BLIZZARD INC 1,412,703 28,466 0.16%
24 ACUITY BRANDS INC 17,577 2,462 0.01%
25 ADOBE INC 31,674 2,303 0.01%
26 ADVANCE AUTO PARTS INC 203,062 32,344 0.18%
27 ADVANCED MICRO DEVICES INC 885,680 2,365 0.01%
28 AECOM 297,862 9,046 0.05%
29 AES CORP 99,707 1,373 0.01%
30 AES TRUST III 6.75 3.375 PFD 4,476 228 0.00% PRN
31 AETNA INC NEW 353,791 31,427 0.17%
32 AFFILIATED MANAGERS GROUP 3,940 836 0.00%
33 AFLAC INC 30,797 1,881 0.01%
34 AGCO CORP 37,995 1,717 0.01%
35 AGILENT TECHNOLOGIES INC 74,185 3,037 0.02%
36 AGIOS PHARMACEUTICALS INC COM 11,134 1,247 0.01%
37 AGL Resources Inc 38,810 2,116 0.01%
38 AGREE RLTY CORP COM 184,965 5,751 0.03%
39 AIR PRODS & CHEMS INC 16,734 2,414 0.01%
40 AIRGAS INC 4,485 517 0.00%
41 AK STL HLDG CORP 13,731 82 0.00%
42 AKAMAI TECHNOLOGIES INC 40,172 2,529 0.01%
43 ALASKA AIR GROUP INC 55,729 3,330 0.02%
44 ALBEMARLE CORP 282,289 16,974 0.09%
45 ALEX REAL ESTATE EQ 29,177 2,589 0.01%
46 ALEXANDER & BALDWIN INC NEW COM 21,100 828 0.00%
47 ALEXANDERS INC 4,294 1,877 0.01%
48 ALEXION PHARMACEUTICALS INC 131,003 24,239 0.13%
49 ALIBABA GROUP HLDG LTD 72,834 7,570 0.04%
50 ALIGN TECHNOLOGY INC 29,250 1,635 0.01%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
601 SEMTECH CORP COM 146,879 4,049 0.02%
602 SQUARE INC A 163,872 4,048 0.02%
603 CUBIST PHARMACEUTI 40,056 4,032 0.02%
604 ACCESS MIDSTREAM PARTNERS LP 74,288 4,026 0.02%
605 PIONEER NAT RES CO 27,037 4,024 0.02%
606 SYNOPSYS INC 92,219 4,009 0.02%
607 ONE GAS INC COM 97,227 4,008 0.02%
608 AMERISAFE INC COM 94,359 3,997 0.02%
609 FEDEX CORP 22,848 3,968 0.02%
610 VERA BRADLEY INC 194,540 3,965 0.02%
611 THERMO FISHER SCIENTIFIC INC 31,436 3,939 0.02%
612 BROADRIDGE FINL SOLUTIONS IN 85,254 3,937 0.02%
613 SUNSTONE HOTEL INVS INC NEW 149,021 3,910 0.02%
614 DENBURY RES INC COM NEW 476,200 3,872 0.02%
615 BLUEKNIGHT ENERGY PARTNERS LCOM UNIT 581,876 3,869 0.02%
616 ENBRIDGE INC 75,000 3,856 0.02% Call
617 NEW SR INVEST GRP INC COM 234,415 3,856 0.02%
618 UNITED NATURAL FOODSINC 49,859 3,855 0.02%
619 DEUTSCHE MUNICIPAL 288,025 3,851 0.02%
620 Omnicare Inc (Acquired 8/18/2015) 52,602 3,836 0.02%
621 CAESARSTONE LTD 63,986 3,828 0.02%
622 GALLAGHER ARTHUR J & CO 79,817 3,758 0.02%
623 RPM INTL INC 74,062 3,756 0.02%
624 L-3 Communications Holdings 29,743 3,754 0.02%
625 SONY GROUP CORP 182,955 3,745 0.02%
626 WEBSTER FINL CORP CONN 114,613 3,728 0.02%
627 CBS CORP NEW 67,027 3,709 0.02%
628 LOCKHEED MARTIN CORP 19,210 3,699 0.02%
629 UNITIL CORPORATION 100,787 3,696 0.02%
630 ANSYS 45,020 3,692 0.02%
631 MANPOWERGROUP INC 53,877 3,673 0.02%
632 BUCKEYE PARTNERS L P 48,423 3,664 0.02%
633 TESORO LOGISTICS LP 61,916 3,644 0.02%
634 METTLER TOLEDO INTERNATIONAL 11,874 3,591 0.02%
635 ICON PLC 70,275 3,583 0.02%
636 HUNT J B TRANS SVCS INC 42,486 3,579 0.02%
637 CSX CORP 98,644 3,574 0.02%
638 V F CORP 47,708 3,573 0.02%
639 iShares 303,530 3,554 0.02%
640 KRAFT HEINZ CO COM 56,593 3,546 0.02%
641 Ashland Inc New 29,560 3,540 0.02%
642 SVB FINL GROUP 30,420 3,531 0.02%
643 PLAINS GP HOLDINGS LP 135,488 3,479 0.02%
644 Rose Rock Midstream LP 76,015 3,455 0.02%
645 SOUTHERN CO 70,000 3,438 0.02% Call
646 LATAM AIRLINES GROUP S A 60,411 3,420 0.02%
647 VALERO ENERGY CORP NEW 69,009 3,416 0.02%
648 VERIZON COMMUNICATIONS INC 73,000 3,415 0.02% Call
649 USD PARTNERS LP 240,744 3,411 0.02%
650 BANK NEW YORK MELLON CORP 83,723 3,397 0.02%
Page 13 of 33