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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1751 ISHARES INC 19 1 0.00%
1752 INVESTORS CAPITAL HLDGS 200 1 0.00%
1753 RAND CAP CORP 200 1 0.00%
1754 PRUDENTIAL BANCORP INC NEW 124 1 0.00%
1755 VERSAR INC 344 1 0.00%
1756 NYMOX PHARMACEUTICAL CORP 202 1 0.00%
1757 CAREER EDUCATION CRP 171 1 0.00%
1758 Pulse Electronics Corporation 200 1 0.00%
1759 INTERNET PATENTS CORP 290 1 0.00%
1760 INTERCLOUD SYS INC 400 1 0.00%
1761 INTELSAT S A 10 1 0.00%
1762 TUTOR PERINI CORP 21 1 0.00%
1763 VIASYSTEMS GROUP INC 100 1 0.00%
1764 INSPIREMD INC 281 1 0.00%
1765 INNSUITES HOSPITALITY TR 377 1 0.00%
1766 INNERWORKINGS INC 94 1 0.00%
1767 ORION ENERGY SYSTEMS INC 200 1 0.00%
1768 VIGGLE INC 200 1 0.00%
1769 RADIO ONE INC CL A 200 1 0.00%
1770 INGLES MKTS INC CL A 45 1 0.00%
1771 INFUSYSTEM HLDGS INC 539 1 0.00%
1772 RAND LOGISTICS INC 200 1 0.00%
1773 INFINERA CORPORATION 100 1 0.00%
1774 NUMEREX CORP PA 105 1 0.00%
1775 IMPAC MTG HLDGS INC COM NEW 142 1 0.00%
1776 OPLINK COMMUNICATI 31 1 0.00%
1777 CAMPUS CREST CMNTYS INC 100 1 0.00%
1778 REEDS INCORPORATED 212 1 0.00%
1779 IMAGE SENSING SYS INC 300 1 0.00%
1780 REGIONAL MGMT CORP 71 1 0.00%
1781 CAMAC ENERGY INC 1,095 1 0.00%
1782 IAMGOLD CORP 200 1 0.00%
1783 I D SYSTEMS INC 200 1 0.00%
1784 CALAMOS STRATEGIC TOTL RETN 81 1 0.00%
1785 HOUSTON WIRE CABLE CO 47 1 0.00%
1786 RETRACTABLE TECHNOLOGIES INC 217 1 0.00%
1787 HOPFED BANCORP INC 54 1 0.00%
1788 CALAMOS ASSET MANAGEMENT CL A ORD 61 1 0.00%
1789 HONG KONG TELEVISION NETWK L 200 1 0.00%
1790 CAESARS ENTERTAINMENT 45 1 0.00%
1791 VIVUS INC 200 1 0.00%
1792 RF INDS LTD 200 1 0.00%
1793 HHGREGG INC 100 1 0.00%
1794 RIVERVIEW BANCORP INC 200 1 0.00%
1795 BUILDERS FIRSTSOURCE INC COM 100 1 0.00%
1796 RLJ ENTMT INC 302 1 0.00%
1797 RMG NETWORKS HLDG CORP 500 1 0.00%
1798 ZIONS BANCORPORATION 300 1 0.00%
1799 BSQUARE CORP 201 1 0.00%
1800 ROCKET FUEL INC COM 40 1 0.00%
Page 36 of 40