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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 38 Institutional holders with a total value of $42,196,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 2,101,174 8,153,000 19.32%
2 JACOBS ASSET MANAGEMENT, LLC 1,430,725 5,551,000 13.16%
3 DIMENSIONAL FUND ADVISORS LP 1,116,598 4,332,000 10.27%
4 BANC FUNDS CO LLC 1,060,564 4,115,000 9.75%
5 MALTESE CAPITAL MANAGEMENT LLC 875,000 3,395,000 8.05%
6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 772,954 2,999,000 7.11%
7 VANGUARD GROUP INC 763,766 2,963,000 7.02%
8 Elizabeth Park Capital Advisors, Ltd. 512,622 1,988,000 4.71%
9 JWEST, LLC 497,852 1,932,000 4.58%
10 CONTINENTAL ADVISORS LLC 398,942 1,548,000 3.67%
11 BlackRock Institutional Trust Company, N.A. 262,770 1,020,000 2.42%
12 Confluence Wealth Management LLC 260,170 1,009,000 2.39%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 167,406 650,000 1.54%
14 EDMUNDS WHITE PARTNERS LLC 117,362 455,000 1.08% SH
15 ALLIANCEBERNSTEIN L.P. 98,036 380,000 0.90%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 269,000 0.64%
17 BlackRock Fund Advisors 59,003 229,000 0.54%
18 BADGLEY PHELPS & BELL INC 36,330 141,000 0.33%
19 BLACKTHORN INVESTMENT GROUP LLC 36,132 140,000 0.33%
20 KMS FINANCIAL SERVICES, INC 33,176 129,000 0.31%
21 GEODE CAPITAL MANAGEMENT, LLC 33,056 128,000 0.30%
22 NORTHERN TRUST CORP 32,667 127,000 0.30%
23 THOMPSON DAVIS & CO., INC. 40,245 123,000 0.29%
24 UBS AG 29,000 113,000 0.27%
25 STATE STREET CORP 12,635 50,000 0.12%
26 ALPINE WOODS CAPITAL INVESTORS, LLC 11,000 43,000 0.10%
27 Commonwealth Equity Services, Inc 10,768 42,000 0.10%
28 BANK OF AMERICA CORP /DE/ 10,000 39,000 0.09%
29 Ancora Advisors LLC 10,000 39,000 0.09%
30 Nationwide Fund Advisors 5,811 23,000 0.05%
31 BLACKROCK ADVISORS LLC 4,146 16,000 0.04%
32 BlackRock Investment Management, LLC 4,173 16,000 0.04%
33 MORGAN STANLEY 3,468 14,000 0.03%
34 MUFG Americas Holdings Corp 3,000 12,000 0.03%
35 FEDERATED HERMES, INC. 1,511 6,000 0.01%
36 WELLS FARGO & COMPANY/MN 763 3,000 0.01%
37 DEUTSCHE BANK AG\ 949 3,000 0.01%
38 Ground Swell Capital, LLC 200 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.