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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP 890 91,341 0.19%
63 UNITED NAT FOODS INC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SECURITY CORP 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 athenahealth Inc 645 80,709 0.16%
74 iShares 10-20 Year Treasury Bond ETF 602 77,790 0.16%
75 CATERPILLAR INC DEL 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 Small Cap Value ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NetScout Systems Inc 1,642 72,806 0.15%
81 WALGREENS BOOTS ALLIANCE, INC. 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 HEWLETT PACKARD CO 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 MEDTRONIC PLC 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON 952 67,602 0.14%
95 TEXAS INSTRS 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 SOLAR CAP LTD 3,119 66,372 0.13%
98 ISHARES 2,357 65,925 0.13%
99 STARBUCKS 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED TECHNOLOGIES CORP 942 109 0.21%
52 OPUS BK IRVINE CALIF 3,600 105 0.20%
53 UNION PAC CORP 1,018 102 0.20%
54 US BANCORP 2,340 101 0.20%
55 3M CO 704 101 0.20%
56 VANGUARD WORLD FD 965 101 0.20%
57 ABBVIE INC 1,778 100 0.19%
58 CVS HEALTH CORP 1,324 100 0.19%
59 MICRON TECHNOLOGY INC 3,040 100 0.19%
60 STRATTEC SECURITY CORP 1,527 98 0.19%
61 WASTE MGMT INC 2,170 97 0.19%
62 GOLDMAN SACHS GROUP 572 96 0.19%
63 ALTRIA GROUP INC 2,230 94 0.18%
64 UNITEDHEALTH GROUP INC 1,108 91 0.18%
65 UNITED NAT FOODS INC 1,403 91 0.18%
66 OCCIDENTAL PETE CORP 890 91 0.18%
67 BRISTOL MYERS SQUIBB CO 1,840 89 0.17%
68 SPDR INDEX SHS FDS 1,665 88 0.17%
69 FEI COMPANY 934 85 0.16%
70 MASTERCARD INCORPORATED 1,142 84 0.16%
71 BIOGEN INC 264 83 0.16%
72 HONEYWELL INTL INC 878 82 0.16%
73 UNITED PARCEL SERVICE INC 796 82 0.16%
74 PROSHARES TR 900 81 0.16%
75 CATERPILLAR INC DEL 714 78 0.15%
76 iShares 10-20 Year Treasury Bond ETF 602 78 0.15%
77 FORD MTR CO DEL 4,414 76 0.15%
78 SOLAR CAP LTD 3,508 75 0.15%
79 FIRST CTZNS BANCSHARES INC N 300 74 0.14%
80 SPDR S&P 600 Small Cap Value ETF 668 74 0.14%
81 NetScout Systems Inc 1,642 73 0.14%
82 MONSANTO CO NEW 588 73 0.14%
83 MADDEN STEVEN LTD 2,134 73 0.14%
84 EOG RES INC 616 72 0.14%
85 GW PHARMACEUTICALS PLC 674 72 0.14%
86 WALGREENS BOOTS ALLIANCE, INC. 978 72 0.14%
87 MEDTRONIC PLC 1,120 71 0.14%
88 HEWLETT PACKARD CO 2,122 71 0.14%
89 PRICELINE GRP INC 58 70 0.14%
90 DOW CHEM CO 1,362 70 0.14%
91 METLIFE 1,258 70 0.14%
92 TIME WARNER INC 1,000 70 0.14%
93 LILLY ELI & CO 1,104 69 0.13%
94 DU PONT E I DE NEMOURS & CO 1,038 68 0.13%
95 POWER SOLUTIONS INTL INC 946 68 0.13%
96 TEXAS INSTRS 1,414 68 0.13%
97 HALLIBURTON 952 68 0.13%
98 ISRAMCO INC 527 67 0.13%
99 COLGATE PALMOLIVE CO 978 67 0.13%
100 ISHARES 2,357 66 0.13%
Page 2 of 40