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ROYAL BK SCOTLAND PLC
ROYAL BK SCOTLAND PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 21 Institutional holders with a total value of $64,518,982.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 580,921 22,458,000 34.81%
2 WELLS FARGO & COMPANY/MN 301,744 11,665,000 18.08%
3 Private Advisor Group, LLC 260,076 10,055,000 15.58%
4 LPL Financial LLC 122,212 4,725,000 7.32%
5 Janney Montgomery Scott LLC 96,074 3,714,221 5.76%
6 ROYAL BANK OF CANADA 85,445 3,303,000 5.12%
7 Raymond James Financial Services Advisors, Inc. 56,353 2,179,000 3.38%
8 AMERICAN INTERNATIONAL GROUP, INC. 53,253 2,058,761 3.19%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,780 1,461,000 2.26%
10 STIFEL FINANCIAL CORP 16,635 643,000 1.00%
11 AMERIPRISE FINANCIAL INC 16,413 635,000 0.98%
12 USCA RIA LLC 8,005 309,000 0.48%
13 WFG Advisors, LP 7,390 286,000 0.44%
14 Commonwealth Equity Services, Inc 6,965 269,000 0.42%
15 HighTower Advisors, LLC 6,950 269,000 0.42%
16 Cambridge Investment Research Advisors, Inc. 5,830 225,000 0.35%
17 DEUTSCHE BANK AG\ 3,466 133,000 0.21%
18 Ground Swell Capital, LLC 1,687 65,000 0.10%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,312 51,000 0.08%
20 MORGAN STANLEY 240 9,000 0.01%
21 BANK OF AMERICA CORP /DE/ 156 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.