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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1751 TARGET CORP 708 41,029 0.08%
1752 ISHARES TR 330 41,032 0.08%
1753 EATON CORP PLC 532 41,060 0.08%
1754 TRIVASCULAR TECHNOLOGIES INC 2,649 41,245 0.08%
1755 PHILLIPS 66 PARTNERS LP 549 41,482 0.08%
1756 RAYTHEON CO 452 41,697 0.08%
1757 DEVON ENERGY CORP NEW 528 41,923 0.09%
1758 PTC INC 1,089 42,253 0.09%
1759 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42,298 0.09%
1760 TJX COS INC NEW 796 42,307 0.09%
1761 FREEPORT-MCMORAN INC 1,162 42,413 0.09%
1762 GENERAL DYNAMICS CORP 364 42,424 0.09%
1763 AMERICAN CAP SR FLOATING LTD 3,035 42,490 0.09%
1764 ISHARES TR 976 42,583 0.09%
1765 FAIR ISAAC CORP 669 42,655 0.09%
1766 EBAY INC 857 42,901 0.09%
1767 OFFICE DEPOT INC 7,631 43,420 0.09%
1768 INTERCONTINENTAL EXCHANGE IN 230 43,447 0.09%
1769 SPDR INDEX SHS FDS 1,594 43,468 0.09%
1770 RevShares Large Cap ETF 1,127 43,513 0.09%
1771 LOCKHEED MARTIN CORP 271 43,558 0.09%
1772 WEX INC COM 415 43,563 0.09%
1773 OLD LINE BANCSHARES INC COM 2,814 44,349 0.09%
1774 WILLIAMS COS INC DEL 766 44,589 0.09%
1775 BLACKROCK INC 140 44,744 0.09%
1776 THERMO FISHER SCIENTIFIC INC 381 44,958 0.09%
1777 DirectTV Com 530 45,055 0.09%
1778 SOUTHERN CO 994 45,108 0.09%
1779 KONGZHONG CORP SPONSO 5,241 45,492 0.09%
1780 TIME WARNER CABLE INC 310 45,663 0.09%
1781 ISHARES 760 45,684 0.09%
1782 PRUDENTIAL FINL INC 518 45,983 0.09%
1783 FOREST LABS INC COM 466 46,134 0.09%
1784 FIRST TR EXCHANGE TRADED FD 1,591 46,441 0.09%
1785 TRAVELERS COMPANIES INC 494 46,471 0.09%
1786 DOMINION ENERGY INC 650 46,488 0.09%
1787 WISDOMTREE TR 1,548 46,564 0.09%
1788 ISHARES 1,210 46,597 0.09%
1789 CORNERSTONE ONDEMAND INC 1,014 46,664 0.09%
1790 FEDEX CORP 310 46,928 0.10%
1791 KIMBERLY CLARK CORP 424 47,157 0.10%
1792 LYONDELLBASELL INDUSTRIES N 484 47,263 0.10%
1793 CLAYMORE EXCHANGE TRD FD TR 959 47,575 0.10%
1794 COMMONWEALTH REIT 1,820 47,902 0.10%
1795 MCKESSON CORP 258 48,042 0.10%
1796 WisdomTree Earnings 500 ETF 712 48,576 0.10%
1797 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 1,423 48,766 0.10%
1798 Market Vector Junior 1,177 49,740 0.10%
1799 WISDOMTREE TR 2,431 49,860 0.10%
1800 PROSHARES TR 1,568 49,878 0.10%
Page 36 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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