| 1 |
Silver Rock Financial LLC |
445,000 |
6,231,000 |
13.05% |
|
|
| 2 |
Alyeska Investment Group, L.P. |
413,487 |
5,789,000 |
12.12% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
406,989 |
5,697,000 |
11.93% |
|
|
| 4 |
MORGAN STANLEY |
399,033 |
5,586,000 |
11.70% |
|
|
| 5 |
MARINER INVESTMENT GROUP LLC |
271,360 |
3,799,000 |
7.95% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
240,672 |
3,371,000 |
7.06% |
|
|
| 7 |
UBS AG |
214,135 |
2,998,000 |
6.28% |
|
|
| 8 |
Neuberger Berman Group LLC |
199,490 |
2,793,000 |
5.85% |
|
|
| 9 |
Pine River Capital Management L.P. |
196,540 |
2,752,000 |
5.76% |
|
|
| 10 |
DIALECTIC CAPITAL MANAGEMENT, LP |
190,000 |
2,660,000 |
5.57% |
|
|
| 11 |
MILLENNIUM MANAGEMENT LLC |
116,915 |
1,637,000 |
3.43% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
95,102 |
1,332,000 |
2.79% |
|
|
| 13 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
57,667 |
807,000 |
1.69% |
|
|
| 14 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
48,218 |
675,000 |
1.41% |
|
|
| 15 |
ROYAL BANK OF CANADA |
37,600 |
526,000 |
1.10% |
|
|
| 16 |
BLACKTHORN INVESTMENT GROUP LLC |
27,202 |
381,000 |
0.80% |
|
|
| 17 |
GOLDMAN SACHS GROUP INC |
22,069 |
309,000 |
0.65% |
|
|
| 18 |
B. Riley Wealth Management, Inc. |
17,727 |
248,000 |
0.52% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
7,700 |
108,000 |
0.23% |
|
|
| 20 |
Ground Swell Capital, LLC |
3,036 |
43,000 |
0.09% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
1,040 |
15,000 |
0.03% |
|
|
| 22 |
West Family Investments, Inc. |
500 |
7,000 |
0.01% |
|
|
