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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 66 Institutional holders with a total value of $255,213,320.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,348,036 97,662,000 38.27%
2 BANK OF AMERICA CORP /DE/ 878,774 25,634,000 10.04%
3 UBS AG 664,311 19,378,000 7.59%
4 WELLS FARGO & COMPANY/MN 549,513 16,029,000 6.28%
5 LPL Financial LLC 501,086 14,617,000 5.73%
6 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 469,881 13,706,000 5.37%
7 Brouwer & Janachowski, LLC 402,316 11,736,000 4.60%
8 RAYMOND JAMES & ASSOCIATES 388,283 11,326,000 4.44%
9 Commonwealth Equity Services, Inc 187,771 5,477,000 2.15%
10 AMERICAN INTERNATIONAL GROUP, INC. 150,065 4,377,396 1.72%
11 COMERICA BANK 135,658 3,958,000 1.55%
12 ROYAL BANK OF CANADA 121,347 3,540,000 1.39%
13 Janney Montgomery Scott LLC 97,913 2,856,109 1.12%
14 CIBC WORLD MARKET INC. 89,855 2,621,000 1.03%
15 BB&T SECURITIES, LLC 7,440 2,170,000 0.85%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 58,379 1,703,000 0.67%
17 Bank of New York Mellon Corp 48,758 1,423,000 0.56%
18 Cambridge Investment Research Advisors, Inc. 46,347 1,352,000 0.53%
19 AMERIPRISE FINANCIAL INC 38,250 1,114,000 0.44%
20 RELIANCE TRUST CO OF DELAWARE 36,419 1,062,000 0.42%
21 BOKF, NA 33,973 991,000 0.39%
22 Regal Investment Advisors LLC 33,032 964,000 0.38%
23 SII INVESTMENTS INC/WI 31,811 926,000 0.36%
24 STIFEL FINANCIAL CORP 27,056 789,000 0.31%
25 Shoker Investment Counsel, Inc. 24,529 715,000 0.28%
26 First Allied Advisory Services, Inc. 23,635 690,000 0.27%
27 IFC Holdings Incorporated/FL 22,891 670,000 0.26%
28 TD ASSET MANAGEMENT INC 25,941 602,000 0.24%
29 Prospera Financial Services Inc 17,775 519,000 0.20%
30 Moors & Cabot, Inc. 16,826 490,000 0.19%
31 NEXT Financial Group, Inc 17,461 487,000 0.19%
32 Cetera Advisors LLC 15,817 465,000 0.18%
33 Raymond James Financial Services Advisors, Inc. 15,488 452,000 0.18%
34 NATIONAL PLANNING CORP 14,204 414,000 0.16%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 11,158 325,000 0.13%
36 VSR Financial Services, Inc. 10,217 298,000 0.12%
37 Brown Advisory Securities, LLC 10,100 296,000 0.12%
38 Private Advisor Group, LLC 9,846 287,000 0.11%
39 OPPENHEIMER & CO INC 9,789 286,000 0.11%
40 CREDIT SUISSE AG/ 9,646 281,000 0.11%
41 Cetera Advisor Networks LLC 8,982 263,000 0.10%
42 Rench Wealth Management, Inc. 8,984 262,000 0.10%
43 OLD NATIONAL BANCORP /IN/ 8,583 250,000 0.10%
44 SignalPoint Asset Management, LLC 8,055 235,000 0.09%
45 Kovack Advisors, Inc. 7,125 208,000 0.08%
46 NEW ENGLAND SECURITIES CORP /MA/ 5,491 160,000 0.06%
47 US BANCORP \DE\ 5,100 149,000 0.06%
48 WFG Advisors, LP 4,763 139,000 0.05%
49 D.A. DAVIDSON & CO. 4,730 137,000 0.05%
50 HOWE & RUSLING INC 4,320 126,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.