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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1751 MERU NETWORKS INC 100 368 0.00%
1752 COLLABRX INC 197 368 0.00%
1753 RELM WIRELESS CORP 95 367 0.00%
1754 SGOCO GROUP LTD 180 367 0.00%
1755 China Housing and Land Develop 200 362 0.00%
1756 JAMES FINANCIAL GRP 40 362 0.00%
1757 ROI ACQUISITION CORP II 35 358 0.00%
1758 MEDICINOVA INC 175 355 0.00%
1759 KVH INDS INC 27 352 0.00%
1760 VESTIN RLTY MTG II INC 83 349 0.00%
1761 DEUTSCHE BK AG LONDON BRH 24 344 0.00%
1762 WISDOMTREE EMERGING MARKETS QUALITY DIVIDEND GROWTH FUND 13 344 0.00%
1763 Himax Technologies Inc 50 343 0.00%
1764 Columbia Labs Inc. 50 343 0.00%
1765 AVG Technologies NV 17 342 0.00%
1766 ANDATEE CHINA MARINE FUEL SV 200 326 0.00%
1767 LDR HLDG CORP COM 13 325 0.00%
1768 BOWL AMER INC 22 324 0.00%
1769 LEHIGH GAS PARTNERS LP UT LTD PTN INT 12 322 0.00%
1770 RELIV INTL INC COM NEW 200 320 0.00%
1771 AMERICA FIRST MULTIFAMILY IN 53 319 0.00%
1772 AOXING PHARMACEUTICAL CO INC 997 319 0.00%
1773 WI-LAN INC 100 317 0.00%
1774 RETROPHIN INC 27 317 0.00%
1775 ISORAY INC 100 312 0.00%
1776 MER TELEMANAGEMENT SOLUTIONS 200 312 0.00%
1777 EATON VANCE NJ MUNI INCOME T 24 304 0.00%
1778 RED LION HOTELS CORP 55 301 0.00%
1779 GLOWPOINT INC 200 300 0.00%
1780 CurrencyShares Swedish Krona T 2 297 0.00%
1781 Crexendo Inc.(CXDO) 92 294 0.00%
1782 VESTIN REALTY MORTGAGE I INC 200 292 0.00%
1783 LENTUO INTERNATI SPON ADS 100 291 0.00%
1784 DGSE COMPANIES INC 200 290 0.00%
1785 UNITED STATES ANTIMONY CORP 200 284 0.00%
1786 LUBYS INC CMN STOCK CMN 48 282 0.00%
1787 SPDR GLOBAL REAL ESTATE ETF 6 280 0.00%
1788 SKYPEOPLE FRUIT JUICE INC 200 276 0.00%
1789 Transportadora De Gas Sur 100 276 0.00%
1790 SEQUANS COMMUNICATION 160 275 0.00%
1791 AMBIENT CORP COM NEW 300 273 0.00%
1792 LIGHTPATH TECHNOLOGIES INC 200 272 0.00%
1793 NV5 HLDGS INC 100 270 0.00%
1794 TIGERLOGIC CORP 200 268 0.00%
1795 ISHARES TR 2 268 0.00%
1796 POKERTEK INC 200 264 0.00%
1797 INTERNET PATENTS CORP 84 260 0.00%
1798 ENZON PHARMACEUTICALS INC 248 258 0.00%
1799 GENVEC INC 100 257 0.00%
1800 KINGSWAY FINL SVCS INC COM NEW 41 257 0.00%
Page 36 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES RUSSELL 2000 ETF 118,848 14,120 27.40%
2 COMCAST CORP COM CL A 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC COM 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORPORATION COM 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON COM 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 Alphabet Inc Cl-A Vtg 501 293 0.57%
14 WELLS FARGO & CO 5,360 282 0.55%
15 CHEVRON CORP COM 2,138 279 0.54%
16 SERVISFIRST BANCSHARES INC 3,024 261 0.51%
17 JP MORGAN CHASE & CO COM 4,240 244 0.47%
18 PROCTER GAMBLE CO COM 3,036 239 0.46%
19 VERIZON COMMUNICATIONS COM 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC COM 5,828 206 0.40%
23 INTL BUSINESS MACHINES COM 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 Alphabet Inc Cl-C 316 182 0.35%
28 COCA COLA CO COM 4,242 180 0.35%
29 INTEL CORP COM 5,566 172 0.33%
30 FACEBOOK INC COM 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC COM 3,400 160 0.31%
33 ORACLE CORP COM 3,876 157 0.30%
34 WALT DISNEY CO COM 1,824 156 0.30%
35 PEPSICO INC COM 1,704 152 0.29%
36 QUALCOMM INC COM 1,894 150 0.29%
37 PHILIP MORRIS INTL COM 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYSTEMS INC COM 5,766 143 0.28%
41 FIFTH THIRD BANCORP COM 6,605 141 0.27%
42 NMI HLDGS INC 13,253 139 0.27%
43 WAL-MART STORES COM 1,812 136 0.26%
44 MCDONALDS CORP COM 1,308 132 0.26%
45 HOME DEPOT INC COM 1,576 128 0.25%
46 Proofpoint, Inc. 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC CLASS A 568 120 0.23%
49 CONOCOPHILLIPS CORP COM 1,372 118 0.23%
50 ATHENAHEALTH INC 900 113 0.22%
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