| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 136,508 | 1,727,000 | 43.06% | ||
| 2 | Advisors Asset Management, Inc. | 77,454 | 981,000 | 24.46% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 37,234 | 471,000 | 11.74% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 16,151 | 204,000 | 5.09% | ||
| 5 | LPL Financial LLC | 12,083 | 153,000 | 3.81% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 10,048 | 128,000 | 3.19% | ||
| 7 | MORGAN STANLEY | 8,500 | 108,000 | 2.69% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 7,900 | 100,000 | 2.49% | ||
| 9 | UBS AG | 6,081 | 77,000 | 1.92% | ||
| 10 | CITIGROUP INC | 1,995 | 25,000 | 0.62% | ||
| 11 | NEXT Financial Group, Inc | 1,518 | 19,000 | 0.47% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,450 | 18,000 | 0.45% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
