Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1851 AXT INC COM 64 137 0.00%
1852 BLACK DIAMOND INC COM 12 135 0.00%
1853 LPATH INC 34 135 0.00%
1854 ZAIS FINL CORP 8 133 0.00%
1855 SUNLINK HEALTH SYS INC COM 108 132 0.00%
1856 ProShares UltraShort Yen 2 130 0.00%
1857 PINGTAN MARINE ENTERPRISE LT 50 128 0.00%
1858 GIGAMEDIA LTD 120 127 0.00%
1859 GAIN CAP HLDGS INC 16 126 0.00%
1860 JETPAY CORP 59 123 0.00%
1861 Novacopper Inc 112 122 0.00%
1862 ENTRAVISION COMMUNICATIONS C CL A 19 118 0.00%
1863 RENREN INCORPORATED SPONSORED ADR 35 117 0.00%
1864 VASCO DATA SEC INTL INC 10 116 0.00%
1865 ICAD INC 18 115 0.00%
1866 GLOBAL X FDS 9 114 0.00%
1867 Perma-Pipe International Holdings, Inc. 10 114 0.00%
1868 CHINA ZENIX AUTO INTL LTD 50 112 0.00%
1869 DAEGIS INCORPORATED 95 112 0.00%
1870 MAGELLAN PETROLEUM CORP 50 110 0.00%
1871 IRIDEX CORP 13 108 0.00%
1872 PHARMATHENE INC COM 75 106 0.00%
1873 Howard Bancorp Inc 11 105 0.00%
1874 ACASTI PHARMA INC 100 103 0.00%
1875 Evoke Pharma Inc 13 102 0.00%
1876 ASTEA INTL INC 41 98 0.00%
1877 CHINA BAK BATTERY INC 41 96 0.00%
1878 PGT INNOVATIONS INC COM 11 93 0.00%
1879 HOUSTON AMERN ENERGY CORP 200 92 0.00%
1880 PAULSON CAP DEL CORP 107 91 0.00%
1881 POWERSHARES ETF TR II 2 91 0.00%
1882 BRIDGELINE DIGITAL INC. 100 88 0.00%
1883 GLOBAL X FDS 6 86 0.00%
1884 TIGER MEDIA INC 90 86 0.00%
1885 COUNTERPATH CORP 84 86 0.00%
1886 SPDR SERIES TRUST 2 85 0.00%
1887 Eastern Virginia Bankshares Inc 13 83 0.00%
1888 UNITEK GLOBAL SVCS INC COM NEW 200 82 0.00%
1889 ZHONE TECHNOLOGIES INC NEW 26 81 0.00%
1890 GRAVITY CO LTD 100 80 0.00%
1891 ROBERTS REALTY INVS 100 79 0.00%
1892 IRIDIUM COMMUNICATIONS INC 201 76 0.00%
1893 ORTHOFIX INTL N V 2 73 0.00%
1894 GLOBAL X FDS 5 68 0.00%
1895 NextEra Energy Inc 1 65 0.00%
1896 ESSA BANCORP INC 5 56 0.00%
1897 VALLEY NATL BANCORP 349 56 0.00%
1898 DRDGOLD LIMITED 19 56 0.00%
1899 DIREXION DAILY JUNIOR GOLD 2 55 0.00%
1900 LUNA INNOVATIONS 40 55 0.00%
Page 38 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
Page 1 of 40