| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 242,500 | 1,962,000 | 59.64% | ||
| 2 | SOPHROSYNE CAPITAL LLC | 49,000 | 397,000 | 12.07% | ||
| 3 | VANGUARD GROUP INC | 48,394 | 378,000 | 11.49% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 33,500 | 271,000 | 8.24% | ||
| 5 | LMR Partners LLP | 23,882 | 187,000 | 5.68% | ||
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 10,276 | 80,000 | 2.43% | ||
| 7 | UBS AG | 727 | 6,000 | 0.18% | ||
| 8 | BlackRock Investment Management, LLC | 489 | 4,000 | 0.12% | ||
| 9 | MORGAN STANLEY | 500 | 4,000 | 0.12% | ||
| 10 | Tower Research Capital LLC (TRC) | 84 | 1,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
