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GAIN CAP HLDGS INC COM
GAIN CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 83 Institutional holders with a total value of $157,537,325.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Senvest Management, LLC 4,188,565 32,964,000 20.92%
2 BANK OF MONTREAL /CAN/ 3,152,987 24,813,000 15.75%
3 3I INVESTMENTS PLC 2,075,349 16,333,000 10.37%
4 LOMBARDIA CAPITAL PARTNERS LLC 1,886,828 14,849,000 9.43%
5 NEW YORK STATE COMMON RETIREMENT FUND 720,701 5,672,000 3.60%
6 SYSTEMATIC FINANCIAL MANAGEMENT LP 579,200 4,558,000 2.89%
7 BlackRock Fund Advisors 572,453 4,505,000 2.86%
8 RUSSELL FRANK CO/ 642,548 4,144,000 2.63%
9 DIMENSIONAL FUND ADVISORS LP 501,730 3,949,000 2.51%
10 VANGUARD GROUP INC 442,360 3,482,000 2.21%
11 ROYCE & ASSOCIATES LP 338,600 2,665,000 1.69%
12 SIGNIA CAPITAL MANAGEMENT LLC 336,077 2,645,000 1.68%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 307,999 2,424,000 1.54%
14 PUTNAM INVESTMENTS LLC 300,033 2,361,000 1.50%
15 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 277,392 2,183,000 1.39%
16 Bank of New York Mellon Corp 241,409 1,900,000 1.21%
17 BlackRock Institutional Trust Company, N.A. 213,005 1,676,000 1.06%
18 ANALYTIC INVESTORS, LLC 182,097 1,433,000 0.91%
19 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 181,300 1,426,000 0.91%
20 MCKINLEY CAPITAL MANAGEMENT LLC 174,853 1,376,000 0.87%
21 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 158,540 1,248,000 0.79%
22 Invesco Ltd. 157,746 1,241,000 0.79%
23 STATE STREET CORP 156,029 1,226,000 0.78%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 151,890 1,195,000 0.76%
25 NORTHERN TRUST CORP 149,672 1,178,000 0.75%
26 Foundry Partners, LLC 133,000 1,047,000 0.66%
27 MILLENNIUM MANAGEMENT LLC 129,734 1,021,000 0.65%
28 Brandywine Global Investment Management, LLC 113,760 896,000 0.57%
29 GOLDMAN SACHS GROUP INC 104,421 822,000 0.52%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 102,307 805,000 0.51%
31 GEODE CAPITAL MANAGEMENT, LLC 96,319 757,000 0.48%
32 Nationwide Fund Advisors 87,663 690,000 0.44%
33 CREDIT SUISSE AG/ 83,719 658,000 0.42%
34 STRS OHIO 75,300 593,000 0.38%
35 BlackRock Investment Management, LLC 74,020 583,000 0.37%
36 ROYAL BANK OF CANADA 71,655 564,000 0.36%
37 Virtu KCG Holdings LLC 70,847 558,000 0.35%
38 RENAISSANCE TECHNOLOGIES LLC 70,000 551,000 0.35%
39 Municipal Employees' Retirement System of Michigan 62,000 488,000 0.31%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 59,049 465,000 0.30%
41 DEUTSCHE BANK AG\ 55,135 433,000 0.27%
42 CORNERCAP INVESTMENT COUNSEL INC 51,410 405,000 0.26%
43 STIFEL FINANCIAL CORP 50,000 394,000 0.25%
44 PDT Partners, LLC 45,818 361,000 0.23%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 42,259 333,000 0.21%
46 AQR CAPITAL MANAGEMENT LLC 38,283 301,000 0.19%
47 ALPINE WOODS CAPITAL INVESTORS, LLC 35,000 275,000 0.17%
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 34,000 268,000 0.17%
49 TEACHERS ADVISORS, LLC 32,980 260,000 0.17%
50 ELLINGTON MANAGEMENT GROUP LLC 27,300 215,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.