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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
201 CELGENE CORP 454 38,990 0.08%
202 VIACOM INC NEW 446 38,682 0.08%
203 CBS CORP NEW 618 38,403 0.08%
204 ILLINOIS TOOL WKS INC 438 38,351 0.08%
205 POWERSHARES ETF TRUST 1,685 37,559 0.08%
206 WISDOMTREE TR 763 37,448 0.08%
207 JOHNSON CTLS INTL PLC 744 37,148 0.08%
208 PRIMEENERGY CORP COM 600 36,900 0.07%
209 YAHOO INC 1,050 36,887 0.07%
210 DELTA AIRLINES INC DEL 950 36,784 0.07%
211 GENERAL MLS INC 700 36,778 0.07%
212 PIONEER NAT RES CO 160 36,770 0.07%
213 BUFFALO WILD WINGS INC 221 36,622 0.07%
214 SALESFORCE COM INC 628 36,474 0.07%
215 ENDURANCE INTL GROUP HLDGS I 2,363 36,130 0.07%
216 DEXCOM INC 909 36,051 0.07%
217 NORFOLK SOUTHERN CORP 346 35,648 0.07%
218 SCHWAB CHARLES CORP 1,308 35,224 0.07%
219 EXELON CORP 960 35,021 0.07%
220 Stanley Black & Decker Inc Corp Unit 260 34,978 0.07%
221 Nielsen Holdings B.V. 722 34,952 0.07%
222 CSX CORP 1,128 34,754 0.07%
223 VIRTUSA CORPORATION 970 34,726 0.07%
224 CHESAPEAKE ENERGY CORP 355 34,701 0.07%
225 IONIS PHARMACEUTICAL 998 34,381 0.07%
226 NATIONAL WESTN LIFE INS CO 137 34,169 0.07%
227 CHEMED CORP NEW 363 34,020 0.07%
228 Anthem, Inc. 316 34,005 0.07%
229 WEST PHARMACEUTICAL SVSC INC 805 33,955 0.07%
230 ECOLAB INC 304 33,847 0.07%
231 COGNIZANT TECHNOLOGY SOLUTIO 680 33,259 0.07%
232 WISDOMTREE GLOBAL EX-US UTILITIES FUND 1,626 33,122 0.07%
233 AETNA INC NEW 406 32,918 0.07%
234 PPG INDS INC 156 32,783 0.07%
235 DISCOVER FINL SVCS 528 32,725 0.07%
236 Forum Energy Technologies Inc 898 32,714 0.07%
237 MANCHESTER UTD PLC NEW ORD CL A 1,872 32,666 0.07%
238 STATE STR CORP 484 32,554 0.07%
239 DEVRY INC DEL 767 32,475 0.07%
240 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32,347 0.07%
241 EMC INS GROUP INC COM 1,049 32,288 0.07%
242 PPL CORP 906 32,190 0.07%
243 CORNING INC 1,464 32,135 0.07%
244 Invacare Corp 572 32,106 0.07%
245 ZIONS BANCORPORATION 1,089 32,093 0.07%
246 PACIFIC PREMIER BANCORP COM 2,263 31,886 0.06%
247 INSYS THERAPEUTICS INC NEW 1,021 31,886 0.06%
248 ZIOPHARM ONCOLOGY INC 7,910 31,877 0.06%
249 SPECTRA ENERGY CORP 750 31,860 0.06%
250 MARSH & MCLENNAN COS INC 614 31,817 0.06%
Page 5 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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