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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1701 Spanish Broadcasting System Inc. 401 2 0.00%
1702 Stanley Black & Decker Inc Corp Unit 281 38 0.07%
1703 Star Bulk Carriers Corp. 222 3 0.01%
1704 Steiner Leisure Ltd 146 6 0.01%
1705 TALLGRASS ENERGY PARTNERS LP 146 6 0.01%
1706 TAMINCO CORP 225 5 0.01%
1707 TANDY LEATHER FACTORY INC 200 2 0.00%
1708 TARGET CORP 708 41 0.08%
1709 TAT TECHNOLOGIES LTD 200 1 0.00%
1710 TAYLOR DEVICES INC 376 3 0.01%
1711 TCP CAP CORP 701 13 0.03%
1712 TE CONNECTIVITY LTD 460 28 0.05%
1713 TEAM INC COM NEW 200 8 0.02%
1714 TECHNICAL COMMUNICATIONS CORP COM 240 1 0.00%
1715 TECNOGLASS INC 337 4 0.01%
1716 TECO ENERGY INC 430 8 0.02%
1717 TEL INSTR ELECTRS CORP 400 2 0.00%
1718 TELEFONICA BRASIL SA 100 2 0.00%
1719 TELENAV INC COM 226 1 0.00%
1720 TENET HEALTHCARE CORP 108 5 0.01%
1721 TENNANT CO COM 79 6 0.01%
1722 TERADATA CORP DEL 178 7 0.01%
1723 TERRA NITROGEN CO L P 87 13 0.03%
1724 TESARO 26 1 0.00%
1725 TESORO CORP 248 15 0.03%
1726 TEUCRIUM COMMODITY TR 59 1 0.00%
1727 TEXAS CAPITAL BANCSHARES INC 185 10 0.02%
1728 TEXAS CAPITAL BANCSHARES INC 300 12 0.02%
1729 TEXAS INSTRS INC 1,414 68 0.13%
1730 TEXAS ROADHOUSE INC 583 15 0.03%
1731 TEXTAINER GROUP HOLDINGS LTD 400 15 0.03%
1732 TEXTRON INC 316 12 0.02%
1733 TF Financial Corp. 200 8 0.02%
1734 THE9 LTD 251 1 0.00%
1735 THERMO FISHER SCIENTIFIC INC 438 52 0.10%
1736 THERMON GROUP HLDGS INC COM 75 2 0.00%
1737 THL CR INC 590 8 0.02%
1738 THRESHOLD PHARMACEUTICAL INC 168 1 0.00%
1739 THT HEAT TRANSFER TECHNOLOGY 685 1 0.00%
1740 TIFFANY 124 12 0.02%
1741 TILE SHOP HLDGS INC 434 7 0.01%
1742 TIME WARNER CABLE INC 310 46 0.09%
1743 TIME WARNER INC 1,000 70 0.14%
1744 TITAN MACHY INC 537 9 0.02%
1745 TIVO INC 612 8 0.02%
1746 TJX COS INC NEW 796 42 0.08%
1747 TOFUTTI BRANDS INC 200 1 0.00%
1748 TOR MINERALS INTL INC 600 6 0.01%
1749 TORCHLIGHT ENERGY RES INC 200 1 0.00%
1750 TORCHMARK CORP COM 100 8 0.02%
Page 35 of 40