Dark
Light
System
Security
THE9 LTD
THE9 LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 8 Institutional holders with a total value of $3,460,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RENAISSANCE TECHNOLOGIES LLC 876,200 2,059,000 59.51%
2 QVT Financial LP 752,963 1,307,000 37.77%
3 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 38,603 91,000 2.63%
4 UBS AG 881 2,000 0.06%
5 Ground Swell Capital, LLC 251 1,000 0.03%
6 MORGAN STANLEY 32 0 0.00%
7 AMERIPRISE FINANCIAL INC 130 0 0.00%
8 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.