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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO & CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUPINC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4 1 0.00%
2 GRAHAM HLDGS CO 4 3 0.01%
3 PROSHARES TR 9 1 0.00%
4 MWI VETERINARY SUP 9 1 0.00%
5 INTELSAT S A 10 1 0.00%
6 US Ecology Inc 12 1 0.00%
7 CONSOLIDATED TOMOKA LD CO 14 1 0.00%
8 ERIE INDEMNITY CO-CL A 15 1 0.00%
9 STURM RUGER & CO INC 15 1 0.00%
10 Ishares Tr Jpx-nikkei 400 Etf 15 1 0.00%
11 WHITE MOUNTAINS INSURANCE GRP LTD 17 10 0.02%
12 WISDOMTREE TR 17 1 0.00%
13 PROSHARES TR 17 2 0.00%
14 AMERICAN RAILCAR INDS INC 17 1 0.00%
15 SAUL CENTERS INC 18 1 0.00%
16 ISHARES INC 19 1 0.00%
17 MARKET VECTORS ETF TR 20 1 0.00%
18 ABERDEEN LATIN AMER EQTY FD 20 1 0.00%
19 CHEMICAL FINANCIAL CORPORATION 20 1 0.00%
20 TUTOR PERINI CORP 21 1 0.00%
21 PROSHARES TR 23 2 0.00%
22 ISHARES 23 2 0.00%
23 PROSHARES TR 24 3 0.01%
24 SEARS HOMETOWN & OUTLET STOR 24 1 0.00%
25 CLAYMORE EXCHANGE TRD FD TR 25 1 0.00%
26 SPS COMM INC 25 2 0.00%
27 FRANKLIN FINL CORP VA 25 1 0.00%
28 FLEETCOR TECHNOLOGIES INC 25 3 0.01%
29 PANERA BREAD CO 25 4 0.01%
30 TESARO INCORPORATED 26 1 0.00%
31 WESTAMERICA BANCORPORATION COM 29 2 0.00%
32 ALTISOURCE ASSET MGMT CORP 29 21 0.04%
33 ETFS ASIAN GOLD TR 30 4 0.01%
34 MTS SYS CORP 31 2 0.00%
35 MESA LABS INC 31 3 0.01%
36 MOOG INC 31 2 0.00%
37 OPLINK COMMUNICATI 31 1 0.00%
38 ENCORE CAP GROUP INC 32 1 0.00%
39 LHC GROUP INC 33 1 0.00%
40 NB & T FINL GROUP INC 33 1 0.00%
41 CHIPOTLE MEXICAN GRILL INC 34 20 0.04%
42 GUGGENHEIM TAXABLE MUN MNGD 34 1 0.00%
43 WISDOMTREE JAPAN 34 1 0.00%
44 CHASE CORP COM 35 1 0.00%
45 SOURCE CAP INC 35 2 0.00%
46 SHUTTERSTOCK INC COM 35 3 0.01%
47 NEW SOURCE ENERGY PRTNERS 36 1 0.00%
48 MILLER INDS INC TENN COM NEW 37 1 0.00%
49 ITURAN LOCATION AND CONTROL 37 1 0.00%
50 TREX CO INC COM 38 1 0.00%
Page 1 of 40