| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,154,388 | 25,443,000 | 28.98% | PRN | |
| 2 | MORGAN STANLEY | 984,586 | 21,700,000 | 24.71% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 432,638 | 9,535,000 | 10.86% | ||
| 4 | Invesco Ltd. | 247,100 | 5,446,000 | 6.20% | ||
| 5 | WELLS FARGO & COMPANY/MN | 195,048 | 4,299,000 | 4.90% | ||
| 6 | UBS AG | 177,857 | 3,920,000 | 4.46% | ||
| 7 | BB&T SECURITIES, LLC | 17,000 | 3,746,000 | 4.27% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 166,168 | 3,662,000 | 4.17% | ||
| 9 | ROYAL BANK OF CANADA | 97,119 | 2,141,000 | 2.44% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 67,561 | 1,489,000 | 1.70% | ||
| 11 | GOLDMAN SACHS GROUP INC | 61,487 | 1,355,000 | 1.54% | ||
| 12 | PARK NATIONAL CORP /OH/ | 42,060 | 927,002 | 1.06% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 36,709 | 809,000 | 0.92% | ||
| 14 | CONNING INC. | 32,487 | 716,000 | 0.82% | ||
| 15 | SignalPoint Asset Management, LLC | 18,281 | 403,000 | 0.46% | ||
| 16 | King Wealth Management Group | 14,976 | 310,000 | 0.35% | ||
| 17 | STIFEL FINANCIAL CORP | 13,350 | 294,000 | 0.33% | ||
| 18 | CHARTIST INC /CA/ | 11,000 | 241,000 | 0.27% | ||
| 19 | AQR CAPITAL MANAGEMENT LLC | 10,907 | 240,000 | 0.27% | ||
| 20 | COHEN & STEERS, INC. | 9,966 | 220,000 | 0.25% | ||
| 21 | Janney Montgomery Scott LLC | 9,646 | 212,598 | 0.24% | ||
| 22 | LPL Financial LLC | 9,499 | 209,000 | 0.24% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 8,258 | 182,000 | 0.21% | ||
| 24 | FIFTH THIRD BANCORP | 4,200 | 93,000 | 0.11% | ||
| 25 | DEUTSCHE BANK AG\ | 2,500 | 55,000 | 0.06% | ||
| 26 | CITIGROUP INC | 1,560 | 34,000 | 0.04% | ||
| 27 | WFG Advisors, LP | 1,409 | 31,000 | 0.04% | ||
| 28 | NEW ENGLAND SECURITIES CORP /MA/ | 1,300 | 29,000 | 0.03% | ||
| 29 | NEXT Financial Group, Inc | 987 | 22,000 | 0.03% | ||
| 30 | Tortoise Investment Management, LLC | 750 | 17,000 | 0.02% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 11,000 | 0.01% | ||
| 32 | TCI Wealth Advisors, Inc. | 300 | 7,000 | 0.01% | ||
| 33 | Tower Research Capital LLC (TRC) | 135 | 3,000 | 0.00% | ||
| 34 | Ground Swell Capital, LLC | 34 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
