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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 97,973 0.19%
102 WISDOMTREE TR 2,103 97,201 0.18%
103 FORD MTR CO DEL 6,537 96,682 0.18%
104 ACCENTURE PLC IRELAND 1,186 96,446 0.18%
105 KROGER CO 1,825 94,900 0.18%
106 HALLIBURTON CO 1,434 92,507 0.17%
107 COSTCO WHSL CORP NEW 738 92,486 0.17%
108 EOG RES INC 924 91,494 0.17%
109 CA INC 3,247 90,721 0.17%
110 POLYCOM INC 7,311 89,816 0.17%
111 BLACKROCK INC 273 89,631 0.17%
112 MORGAN STANLEY 2,583 89,294 0.17%
113 NOBLE ENERGY INC 1,306 89,278 0.17%
114 Allergan plc 501 89,273 0.17%
115 DUKE ENERGY CORP NEW 1,191 89,051 0.17%
116 LYONDELLBASELL INDUSTRIES N 817 88,775 0.17%
117 E M C CORP MASS COM 3,020 88,365 0.17%
118 BIGLARI HLDGS INC COM 258 87,658 0.17%
119 MONDELEZ INTL INC 2,541 87,067 0.16%
120 ANADARKO PETE CORP 852 86,427 0.16%
121 SIMON PPTY GROUP INC NEW 525 86,321 0.16%
122 SEAGATE TECHNOLOGY PLC 1,502 86,020 0.16%
123 MCKESSON CORP 441 85,849 0.16%
124 ECOLAB INC 736 84,515 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 81,782 0.15%
126 TJX COS INC NEW 1,335 78,992 0.15%
127 DANAHER CORP DEL 1,029 78,183 0.15%
128 ISHARES TR 799 78,062 0.15%
129 PNC FINL SVCS GROUP INC 912 78,049 0.15%
130 PRUDENTIAL FINL INC 887 78,003 0.15%
131 CAPITAL ONE FINL CORP 945 77,131 0.15%
132 STANLEY BLACK &DECKER INC 864 76,715 0.14%
133 PHILLIPS 66 942 76,594 0.14%
134 COLGATE PALMOLIVE CO 1,166 76,047 0.14%
135 INNOVIVA INC COM 4,434 75,777 0.14%
136 TIME WARNER INC NEW 521 74,758 0.14%
137 BANK NEW YORK MELLON CORP 1,908 73,897 0.14%
138 MORGAN STANLEY 3,778 73,802 0.14%
139 EMERSON ELEC CO 1,176 73,594 0.14%
140 DirectTV Com 846 73,196 0.14%
141 SOUTHWEST AIRLS CO 2,150 72,606 0.14%
142 NORTHROP GRUMMAN CORP 551 72,600 0.14%
143 DOW CHEM CO 1,383 72,525 0.14%
144 FEDEX CORP 447 72,168 0.14%
145 ATRION CORP 233 71,067 0.13%
146 DEXCOM INC 1,748 69,903 0.13%
147 NEXTERA ENERGY INC 735 69,002 0.13%
148 ROPER TECHNOLOGIES INC 468 68,464 0.13%
149 NORFOLK SOUTHERN CORP 611 68,188 0.13%
150 GENERAL DYNAMICS CORP 534 67,866 0.13%
Page 3 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206 4.17%
2 EXXON MOBIL CORP 7,238 681 1.29%
3 MICROSOFT CORP 13,885 644 1.22%
4 ISHARES 14,824 644 1.22%
5 JOHNSON & JOHNSON 4,755 507 0.96%
6 GENERAL ELECTRIC CO 18,003 461 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424 0.80%
8 WELLS FARGO & CO NEW 8,007 415 0.78%
9 PROCTER AND GAMBLE CO 4,682 392 0.74%
10 JPMORGAN CHASE & CO 6,342 382 0.72%
11 National Australia Bank ADR 8,310 378 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331 0.63%
14 BLACKBERRY LTD 33,060 329 0.62%
15 PFIZER INC 10,689 316 0.60%
16 AT&T INC 8,742 308 0.58%
17 BANK AMER CORP 17,727 302 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 297 0.56%
19 INTEL CORP 8,346 291 0.55%
20 MERCK & CO INC 4,863 288 0.54%
21 CHEVRON CORP NEW 2,400 286 0.54%
22 COCA COLA CO 6,654 284 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 282 0.53%
25 GOOGLE INC 480 277 0.52%
26 QUALCOMM INC 3,671 274 0.52%
27 GILEAD SCIENCES INC 2,547 271 0.51%
28 CITIGROUPINC 5,112 265 0.50%
29 PHILIP MORRIS INTL INC 3,134 261 0.49%
30 FACEBOOK INC 3,288 260 0.49%
31 SIGMA ALDRICH 1,883 256 0.48%
32 VISA INC 1,131 241 0.46%
33 PEPSICO INC 2,548 237 0.45%
34 CISCO SYS INC 9,295 234 0.44%
35 WAL-MART STORES INC 2,911 223 0.42%
36 GOPRO INC 2,377 223 0.42%
37 AMGEN INC 1,581 222 0.42%
38 SCHLUMBERGER LTD 2,184 222 0.42%
39 ISHARES 7,152 220 0.42%
40 HOME DEPOT INC 2,268 208 0.39%
41 AMAZON COM INC 639 206 0.39%
42 NETAPP INC 4,753 204 0.39%
43 SPDR SERIES TRUST 3,347 197 0.37%
44 UNION PAC CORP 1,812 196 0.37%
45 DISNEY WALT CO 2,161 192 0.36%
46 CONOCOPHILLIPS 2,423 185 0.35%
47 CDK GLOBAL INC 6,000 184 0.35%
48 ORACLE CORP 4,781 183 0.35%
49 ABBVIE INC 2,954 171 0.32%
50 CTRIP COM INTL LTD 3,009 171 0.32%
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