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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
151 DOMINION ENERGY INC 981 67,777 0.13%
152 KIMBERLY CLARK CORP 630 67,769 0.13%
153 UNITED PARCEL SERVICE INC 685 67,329 0.13%
154 INTERCONTINENTAL EXCHANGE IN 345 67,292 0.13%
155 WISDOMTREE TR 2,368 67,062 0.13%
156 TARGET CORP 1,068 66,942 0.13%
157 ISHARES 1,374 66,708 0.13%
158 GENERAL MTRS CO 2,071 66,148 0.12%
159 COVIDIEN PLC 762 65,921 0.12%
160 SOUTHERN CO 1,509 65,868 0.12%
161 ONEOK INC NEW 1,003 65,747 0.12%
162 BAXTER INTL INC 912 65,454 0.12%
163 Anthem, Inc. 545 65,193 0.12%
164 CONSOL ENERGY INC 1,687 63,870 0.12%
165 TRAVELERS COMPANIES INC 679 63,785 0.12%
166 YAHOO INC 1,560 63,570 0.12%
167 PRAXAIR INC 492 63,468 0.12%
168 WILLIAMS COS INC DEL 1,134 62,767 0.12%
169 STATE STR CORP 849 62,495 0.12%
170 FINANCIAL ENGINES INC 1,822 62,340 0.12%
171 MICRON TECHNOLOGY INC 1,806 61,874 0.12%
172 MCCORMICK & CO INC 918 61,414 0.12%
173 TERADATA CORP DEL 1,461 61,245 0.12%
174 CIGNA CORPORATION 671 60,853 0.11%
175 SLM CORP 7,081 60,613 0.11%
176 APACHE CORP 645 60,546 0.11%
177 ACE LTD 567 59,461 0.11%
178 ALEXANDERS INC 156 58,330 0.11%
179 GENUINE PARTS CO 658 57,713 0.11%
180 PRECISION CASTPARTS 243 57,562 0.11%
181 SCHWAB CHARLES CORP 1,932 56,781 0.11%
182 AETNA INC NEW 697 56,457 0.11%
183 PROSHARES TRUST RAFI LONG/SHORT 1,335 56,137 0.11%
184 LUMEN TECHNOLOGIES INC 1,360 55,610 0.11%
185 SEALED AIR CORP NEW 1,593 55,564 0.10%
186 UBS AG JERSEY BRH 2,933 55,522 0.10%
187 REVENUESHARES ETF TR SMALL CAP 1,068 55,394 0.10%
188 PPG INDS INC 281 55,284 0.10%
189 NATIONAL OILWELL VARCO INC 726 55,249 0.10%
190 ADOBE INC 798 55,214 0.10%
191 FIRST TR EXCHANGE TRADED FD 983 54,842 0.10%
192 SONUS NETWORKS INC 16,017 54,778 0.10%
193 ALEXION PHARMACEUTIC 329 54,555 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54,095 0.10%
195 CSX CORP 1,686 54,053 0.10%
196 BALL CORP 854 54,033 0.10%
197 ADVISORSHARES TR 1,074 53,840 0.10%
198 MYOS CORP 3,778 53,610 0.10%
199 CBS CORP NEW 1,002 53,607 0.10%
200 ISHARES TR 3YRTB ETF 600 53,586 0.10%
Page 4 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206 4.17%
2 EXXON MOBIL CORP 7,238 681 1.29%
3 MICROSOFT CORP 13,885 644 1.22%
4 ISHARES 14,824 644 1.22%
5 JOHNSON & JOHNSON 4,755 507 0.96%
6 GENERAL ELECTRIC CO 18,003 461 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424 0.80%
8 WELLS FARGO & CO NEW 8,007 415 0.78%
9 PROCTER AND GAMBLE CO 4,682 392 0.74%
10 JPMORGAN CHASE & CO 6,342 382 0.72%
11 National Australia Bank ADR 8,310 378 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331 0.63%
14 BLACKBERRY LTD 33,060 329 0.62%
15 PFIZER INC 10,689 316 0.60%
16 AT&T INC 8,742 308 0.58%
17 BANK AMER CORP 17,727 302 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 297 0.56%
19 INTEL CORP 8,346 291 0.55%
20 MERCK & CO INC 4,863 288 0.54%
21 CHEVRON CORP NEW 2,400 286 0.54%
22 COCA COLA CO 6,654 284 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 282 0.53%
25 GOOGLE INC 480 277 0.52%
26 QUALCOMM INC 3,671 274 0.52%
27 GILEAD SCIENCES INC 2,547 271 0.51%
28 CITIGROUPINC 5,112 265 0.50%
29 PHILIP MORRIS INTL INC 3,134 261 0.49%
30 FACEBOOK INC 3,288 260 0.49%
31 SIGMA ALDRICH 1,883 256 0.48%
32 VISA INC 1,131 241 0.46%
33 PEPSICO INC 2,548 237 0.45%
34 CISCO SYS INC 9,295 234 0.44%
35 WAL-MART STORES INC 2,911 223 0.42%
36 GOPRO INC 2,377 223 0.42%
37 AMGEN INC 1,581 222 0.42%
38 SCHLUMBERGER LTD 2,184 222 0.42%
39 ISHARES 7,152 220 0.42%
40 HOME DEPOT INC 2,268 208 0.39%
41 AMAZON COM INC 639 206 0.39%
42 NETAPP INC 4,753 204 0.39%
43 SPDR SERIES TRUST 3,347 197 0.37%
44 UNION PAC CORP 1,812 196 0.37%
45 DISNEY WALT CO 2,161 192 0.36%
46 CONOCOPHILLIPS 2,423 185 0.35%
47 CDK GLOBAL INC 6,000 184 0.35%
48 ORACLE CORP 4,781 183 0.35%
49 ABBVIE INC 2,954 171 0.32%
50 CTRIP COM INTL LTD 3,009 171 0.32%
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