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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 97,973 0.19%
102 WISDOMTREE TR 2,103 97,201 0.18%
103 FORD MTR CO DEL 6,537 96,682 0.18%
104 ACCENTURE PLC IRELAND 1,186 96,446 0.18%
105 KROGER CO 1,825 94,900 0.18%
106 HALLIBURTON CO 1,434 92,507 0.17%
107 COSTCO WHSL CORP NEW 738 92,486 0.17%
108 EOG RES INC 924 91,494 0.17%
109 CA INC 3,247 90,721 0.17%
110 POLYCOM INC 7,311 89,816 0.17%
111 BLACKROCK INC 273 89,631 0.17%
112 MORGAN STANLEY 2,583 89,294 0.17%
113 NOBLE ENERGY INC 1,306 89,278 0.17%
114 Allergan plc 501 89,273 0.17%
115 DUKE ENERGY CORP NEW 1,191 89,051 0.17%
116 LYONDELLBASELL INDUSTRIES N 817 88,775 0.17%
117 E M C CORP MASS COM 3,020 88,365 0.17%
118 BIGLARI HLDGS INC COM 258 87,658 0.17%
119 MONDELEZ INTL INC 2,541 87,067 0.16%
120 ANADARKO PETE CORP 852 86,427 0.16%
121 SIMON PPTY GROUP INC NEW 525 86,321 0.16%
122 SEAGATE TECHNOLOGY PLC 1,502 86,020 0.16%
123 MCKESSON CORP 441 85,849 0.16%
124 ECOLAB INC 736 84,515 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 81,782 0.15%
126 TJX COS INC NEW 1,335 78,992 0.15%
127 DANAHER CORP DEL 1,029 78,183 0.15%
128 ISHARES TR 799 78,062 0.15%
129 PNC FINL SVCS GROUP INC 912 78,049 0.15%
130 PRUDENTIAL FINL INC 887 78,003 0.15%
131 CAPITAL ONE FINL CORP 945 77,131 0.15%
132 STANLEY BLACK &DECKER INC 864 76,715 0.14%
133 PHILLIPS 66 942 76,594 0.14%
134 COLGATE PALMOLIVE CO 1,166 76,047 0.14%
135 INNOVIVA INC COM 4,434 75,777 0.14%
136 TIME WARNER INC NEW 521 74,758 0.14%
137 BANK NEW YORK MELLON CORP 1,908 73,897 0.14%
138 MORGAN STANLEY 3,778 73,802 0.14%
139 EMERSON ELEC CO 1,176 73,594 0.14%
140 DirectTV Com 846 73,196 0.14%
141 SOUTHWEST AIRLS CO 2,150 72,606 0.14%
142 NORTHROP GRUMMAN CORP 551 72,600 0.14%
143 DOW CHEM CO 1,383 72,525 0.14%
144 FEDEX CORP 447 72,168 0.14%
145 ATRION CORP 233 71,067 0.13%
146 DEXCOM INC 1,748 69,903 0.13%
147 NEXTERA ENERGY INC 735 69,002 0.13%
148 ROPER TECHNOLOGIES INC 468 68,464 0.13%
149 NORFOLK SOUTHERN CORP 611 68,188 0.13%
150 GENERAL DYNAMICS CORP 534 67,866 0.13%
Page 3 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2351 EXFO INC 123 1 0.00%
2352 TRISTATE CAP HLDGS INC COM 100 1 0.00%
2353 EVER GLORY INTL GRP INC 200 1 0.00%
2354 EUROPEAN EQUITY FUND 101 1 0.00%
2355 TRUETT-HURST INC 166 1 0.00%
2356 TRUSTCO BANK CM 100 1 0.00%
2357 EPIZYME INC COM 44 1 0.00%
2358 ENZYMOTEC LTD 106 1 0.00%
2359 ENVIROSTAR INC 400 1 0.00%
2360 Empire State Realty OP LP 84 1 0.00%
2361 U S GLOBAL INVS INC 300 1 0.00%
2362 ACTUATE CORP 200 1 0.00%
2363 ELECTROMED INC 300 1 0.00%
2364 ZAZA ENERGY CORP COM NEW 400 1 0.00%
2365 EDUCATIONAL DEV CORP 196 1 0.00%
2366 EATON VANCE N J MUN BD FD 98 1 0.00%
2367 Eastern Virginia Bankshares Inc 200 1 0.00%
2368 EASTERN CO 88 1 0.00%
2369 EARTHLINK HOLDINGS ORD 402 1 0.00%
2370 DLH HLDGS CORP 652 1 0.00%
2371 DIGITAL PWR CORP 600 1 0.00%
2372 DIGIMARC CORP 57 1 0.00%
2373 DEUTSCHE BK AG LONDON BRH 100 1 0.00%
2374 Unwired Planet, Inc. 584 1 0.00%
2375 DEUTSCHE BANK AG 31 1 0.00%
2376 UROPLASTY INC 224 1 0.00%
2377 DELAWARE ENHANCED GBL DIV & 100 1 0.00%
2378 DATA I O CORP 369 1 0.00%
2379 CURRENCYSHARES JAPANESE YEN TRUST 11 1 0.00%
2380 CRYOLIFE INC 100 1 0.00%
2381 Crown Crafts Inc 118 1 0.00%
2382 CROSS TIMBERS RTY TR 43 1 0.00%
2383 CREXENDO INC 388 1 0.00%
2384 COVISINT CORP 198 1 0.00%
2385 COURIER CORP 51 1 0.00%
2386 Cosi Inc. 574 1 0.00%
Page 48 of 48