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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 82 Institutional holders with a total value of $124,512,528.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HEARTLAND ADVISORS INC 1,230,000 11,156,000 8.96%
2 FSI GROUP, LLC 1,005,644 9,121,000 7.33%
3 BANC FUNDS CO LLC 952,407 8,638,000 6.94%
4 Forest Hill Capital, LLC 927,700 8,414,000 6.76%
5 ROYCE & ASSOCIATES LP 735,500 6,671,000 5.36%
6 NORTHPOINTE CAPITAL LLC 707,859 6,420,000 5.16%
7 LOOMIS SAYLES & CO L P 585,980 5,315,000 4.27%
8 BLACKROCK ADVISORS LLC 581,423 5,274,000 4.24%
9 BlackRock Fund Advisors 519,159 4,709,000 3.78%
10 VANGUARD GROUP INC 485,402 4,403,000 3.54%
11 PUTNAM INVESTMENTS LLC 483,000 4,381,000 3.52%
12 Cortina Asset Management, LLC 401,112 3,638,000 2.92%
13 Penn Capital Management Company, LLC 379,597 3,443,000 2.77%
14 PERRITT CAPITAL MANAGEMENT INC 325,000 2,948,000 2.37%
15 DEUTSCHE BANK AG\ 287,061 2,602,000 2.09%
16 EMERALD ADVISERS, LLC 275,291 2,497,000 2.01%
17 EAGLE ASSET MANAGEMENT INC 262,507 2,380,000 1.91%
18 JPMORGAN CHASE & CO 261,500 2,372,000 1.91%
19 STATE STREET CORP 216,898 1,966,000 1.58%
20 BlackRock Institutional Trust Company, N.A. 216,685 1,965,000 1.58%
21 KENNEDY CAPITAL MANAGEMENT LLC 203,121 1,842,000 1.48%
22 PNC FINANCIAL SERVICES GROUP, INC. 203,111 1,842,000 1.48%
23 NORTHERN TRUST CORP 195,057 1,769,000 1.42%
24 Nationwide Fund Advisors 151,806 1,377,000 1.11%
25 Robert W. Baird & Co. Inc 150,829 1,368,000 1.10% SH
26 REINHART PARTNERS, LLC. 145,367 1,318,000 1.06%
27 TFS CAPITAL LLC 117,143 1,062,000 0.85%
28 DIMENSIONAL FUND ADVISORS LP 107,558 976,000 0.78%
29 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,000 907,000 0.73%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 92,638 840,000 0.67%
31 RENAISSANCE TECHNOLOGIES LLC 88,700 805,000 0.65%
32 Brandywine Global Investment Management, LLC 87,140 791,000 0.64%
33 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,281 783,000 0.63%
34 STEPHENS INC /AR/ 84,700 768,000 0.62%
35 TWO SIGMA ADVISERS, LP 83,400 756,000 0.61%
36 TWO SIGMA INVESTMENTS, LP 82,990 753,000 0.60%
37 Skylands Capital, LLC 82,500 748,000 0.60%
38 Bank of New York Mellon Corp 76,243 691,000 0.55%
39 BlackRock Investment Management, LLC 74,307 674,000 0.54%
40 GIRARD ADVISORY SERVICES, LLC 55,267 501,000 0.40%
41 MILLENNIUM MANAGEMENT LLC 47,974 435,000 0.35%
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,557 368,000 0.30%
43 Janney Capital Management LLC 32,941 299,000 0.24% SH
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 32,400 294,000 0.24%
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 28,125 255,000 0.20%
46 TEACHERS ADVISORS, LLC 28,036 254,000 0.20%
47 S&T BANK/PA 25,000 227,000 0.18%
48 RHUMBLINE ADVISERS 24,108 219,000 0.18%
49 CREDIT SUISSE AG/ 22,297 202,000 0.16%
50 GEODE CAPITAL MANAGEMENT, LLC 21,907 198,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.