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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
151 DOMINION ENERGY INC 981 67,777 0.13%
152 KIMBERLY CLARK CORP 630 67,769 0.13%
153 UNITED PARCEL SERVICE INC 685 67,329 0.13%
154 INTERCONTINENTAL EXCHANGE IN 345 67,292 0.13%
155 WISDOMTREE TR 2,368 67,062 0.13%
156 TARGET CORP 1,068 66,942 0.13%
157 ISHARES 1,374 66,708 0.13%
158 GENERAL MTRS CO 2,071 66,148 0.12%
159 COVIDIEN PLC 762 65,921 0.12%
160 SOUTHERN CO 1,509 65,868 0.12%
161 ONEOK INC NEW 1,003 65,747 0.12%
162 BAXTER INTL INC 912 65,454 0.12%
163 Anthem, Inc. 545 65,193 0.12%
164 CONSOL ENERGY INC 1,687 63,870 0.12%
165 TRAVELERS COMPANIES INC 679 63,785 0.12%
166 YAHOO INC 1,560 63,570 0.12%
167 PRAXAIR INC 492 63,468 0.12%
168 WILLIAMS COS INC DEL 1,134 62,767 0.12%
169 STATE STR CORP 849 62,495 0.12%
170 FINANCIAL ENGINES INC 1,822 62,340 0.12%
171 MICRON TECHNOLOGY INC 1,806 61,874 0.12%
172 MCCORMICK & CO INC 918 61,414 0.12%
173 TERADATA CORP DEL 1,461 61,245 0.12%
174 CIGNA CORPORATION 671 60,853 0.11%
175 SLM CORP 7,081 60,613 0.11%
176 APACHE CORP 645 60,546 0.11%
177 ACE LTD 567 59,461 0.11%
178 ALEXANDERS INC 156 58,330 0.11%
179 GENUINE PARTS CO 658 57,713 0.11%
180 PRECISION CASTPARTS 243 57,562 0.11%
181 SCHWAB CHARLES CORP 1,932 56,781 0.11%
182 AETNA INC NEW 697 56,457 0.11%
183 PROSHARES TRUST RAFI LONG/SHORT 1,335 56,137 0.11%
184 LUMEN TECHNOLOGIES INC 1,360 55,610 0.11%
185 SEALED AIR CORP NEW 1,593 55,564 0.10%
186 UBS AG JERSEY BRH 2,933 55,522 0.10%
187 REVENUESHARES ETF TR SMALL CAP 1,068 55,394 0.10%
188 PPG INDS INC 281 55,284 0.10%
189 NATIONAL OILWELL VARCO INC 726 55,249 0.10%
190 ADOBE INC 798 55,214 0.10%
191 FIRST TR EXCHANGE TRADED FD 983 54,842 0.10%
192 SONUS NETWORKS INC 16,017 54,778 0.10%
193 ALEXION PHARMACEUTIC 329 54,555 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54,095 0.10%
195 CSX CORP 1,686 54,053 0.10%
196 BALL CORP 854 54,033 0.10%
197 ADVISORSHARES TR 1,074 53,840 0.10%
198 MYOS CORP 3,778 53,610 0.10%
199 CBS CORP NEW 1,002 53,607 0.10%
200 ISHARES TR 3YRTB ETF 600 53,586 0.10%
Page 4 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
201 MYOS CORP 3,778 54 0.10%
202 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 640 53 0.10%
203 YUM BRANDS INC 741 53 0.10%
204 RAYTHEON CO 525 53 0.10%
205 INSULET CORPORATION 1,435 53 0.10%
206 GENERAL MLS INC 1,032 52 0.10%
207 CARDINAL HEALTH INC 699 52 0.10%
208 POWERSHARES ETF TRUST II 2,074 51 0.10%
209 EATON CORP PLC 801 51 0.10%
210 VALERO ENERGY CORP NEW 1,107 51 0.10%
211 CORNING INC 2,625 51 0.10%
212 DELTA AIRLINES INC DEL 1,422 51 0.10%
213 KRAFT HEINZ CO COM 902 51 0.10%
214 Nielsen Holdings B.V. 1,120 50 0.09%
215 GLOBAL X FDS 4,928 50 0.09%
216 SPDR INDEX SHS FDS 1,764 50 0.09%
217 AUTOZONE INC 98 50 0.09%
218 DISCOVER FINL SVCS 780 50 0.09%
219 CABOT OIL & GAS CORP 1,533 50 0.09%
220 GLOBAL X FDS 2,371 50 0.09%
221 MARTIN MARIETTA MATLS INC 380 49 0.09%
222 ISHARES MSCI CHINA SMALL-CAP ETF 1,041 49 0.09%
223 VIACOM INC NEW 642 49 0.09%
224 NXSTAGE MED INC COM 3,720 49 0.09%
225 JOHNSON CTLS INTL PLC 1,122 49 0.09%
226 CLAYMORE EXCHANGE TRD FD 1,810 49 0.09%
227 ISHARES TRUST NEW ZEALAND ETF 1,263 49 0.09%
228 AMERICAN ELEC PWR INC 910 48 0.09%
229 NETEASE INC 562 48 0.09%
230 RYDEX ETF TRUST 818 48 0.09%
231 MARSH & MCLENNAN COS INC 918 48 0.09%
232 BAKER HUGHES INC 732 48 0.09%
233 S&P GLOBAL INC 573 48 0.09%
234 AMEDISYS INC COM 2,397 48 0.09%
235 PIONEER NAT RES CO 240 47 0.09%
236 FREEPORT-MCMORAN INC 1,452 47 0.09%
237 NETFLIX INC 102 46 0.09%
238 CLAYMORE EXCHANGE TRD FD TR 1,017 46 0.09%
239 FRANKLIN RESOURCES INC 845 46 0.09%
240 BB&T CORP 1,212 45 0.09%
241 AFLAC INC 765 45 0.09%
242 ALLSTATE CORP 732 45 0.09%
243 ENSTAR GROUP LIMITED COM 327 45 0.09%
244 WASTE MGMT INC DEL 942 45 0.09%
245 ISHARES TR 495 45 0.09%
246 DEERE & CO 553 45 0.09%
247 VERTEX PHARMACEUTICALS INC 402 45 0.09%
248 SPDR INDEX SHS FDS 739 45 0.09%
249 PERRIGO CO PLC 291 44 0.08%
250 FIRST TR LRG CP VL ALPHADEX 1,029 44 0.08%
Page 5 of 48