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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 64 Institutional holders with a total value of $640,593,243.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,378,157 270,867,000 42.28%
2 BANK OF AMERICA CORP /DE/ 1,786,597 75,873,000 11.84%
3 UBS AG 1,669,192 70,887,000 11.07%
4 LPL Financial LLC 1,030,116 43,110,000 6.73%
5 WELLS FARGO & COMPANY/MN 1,002,066 42,556,000 6.64%
6 RAYMOND JAMES & ASSOCIATES 559,758 23,772,000 3.71%
7 ROYAL BANK OF CANADA 403,013 17,115,000 2.67%
8 Cetera Advisors LLC 296,832 12,607,000 1.97%
9 BB&T SECURITIES, LLC 28,836 12,246,000 1.91%
10 AMERIPRISE FINANCIAL INC 165,906 7,054,000 1.10%
11 ICC CAPITAL MANAGEMENT INC/ 150,000 6,368,000 0.99%
12 Robert W. Baird & Co. Inc 108,881 4,624,000 0.72% SH
13 HighTower Advisors, LLC 105,396 4,476,000 0.70%
14 STEPHENS INC /AR/ 100,225 4,256,000 0.66%
15 OPPENHEIMER & CO INC 88,005 3,737,000 0.58%
16 CITIGROUP INC 85,050 3,610,000 0.56%
17 HL FINANCIAL SERVICES LLC 82,844 3,518,000 0.55%
18 Aspen Investment Management Inc 72,048 3,060,000 0.48%
19 Janney Montgomery Scott LLC 70,143 2,978,842 0.47%
20 Commonwealth Equity Services, Inc 59,433 2,524,000 0.39%
21 First Allied Advisory Services, Inc. 53,565 2,282,000 0.36%
22 DEUTSCHE BANK AG\ 51,548 2,189,000 0.34%
23 AMERICAN INTERNATIONAL GROUP, INC. 50,982 2,165,103 0.34%
24 FIRST TRUST ADVISORS LP 38,275 1,625,000 0.25%
25 JANE STREET GROUP, LLC 37,603 1,597,000 0.25%
26 COMERICA SECURITIES INC 27,436 1,165,000 0.18%
27 VSR Financial Services, Inc. 26,862 1,141,000 0.18%
28 MAIRS & POWER INC 25,544 1,085,000 0.17%
29 JPMORGAN CHASE & CO 24,670 1,048,000 0.16%
30 Cetera Advisor Networks LLC 23,679 1,004,000 0.16%
31 STIFEL FINANCIAL CORP 21,675 920,000 0.14%
32 INVESTMENT CENTERS OF AMERICA INC 20,175 858,000 0.13%
33 Raymond James Financial Services Advisors, Inc. 19,958 848,000 0.13%
34 BLAIR WILLIAM & CO/IL 16,408 696,000 0.11%
35 Cambridge Investment Research Advisors, Inc. 16,350 694,000 0.11%
36 NEW ENGLAND SECURITIES CORP /MA/ 16,279 691,000 0.11%
37 Private Advisor Group, LLC 14,709 625,000 0.10%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,184 560,000 0.09%
39 NATIONAL PLANNING CORP 11,563 487,000 0.08%
40 MARINER INDEPENDENT ADVISOR NETWORK, LLC 9,705 412,152 0.06%
41 SYNOVUS FINANCIAL CORP 9,374 398,000 0.06%
42 Janney Capital Management LLC 8,521 362,000 0.06% SH
43 Wills Financial Group, Inc. 8,544 362,000 0.06%
44 MSI Financial Services Inc 7,684 326,000 0.05%
45 BROWN ADVISORY INC 7,500 319,000 0.05%
46 First Heartland Consultants, Inc. 6,200 263,000 0.04%
47 GOLDMAN SACHS GROUP INC 4,745 202,000 0.03%
48 BANK OF MONTREAL /CAN/ 3,331 141,000 0.02%
49 D.A. DAVIDSON & CO. 2,903 123,000 0.02%
50 Creative Planning 2,513 107,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.