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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
201 WEBSITE PROS INC COM 2,683 53,553 0.10%
202 RAYTHEON CO 525 53,351 0.10%
203 YUM BRANDS INC 741 53,337 0.10%
204 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 640 53,254 0.10%
205 INSULET CORPORATION 1,435 52,880 0.10%
206 CARDINAL HEALTH INC 699 52,369 0.10%
207 GENERAL MLS INC 1,032 52,064 0.10%
208 DELTA AIRLINES INC DEL 1,422 51,405 0.10%
209 VALERO ENERGY CORP NEW 1,107 51,221 0.10%
210 KRAFT HEINZ CO COM 902 50,873 0.10%
211 CORNING INC 2,625 50,768 0.10%
212 EATON CORP PLC 801 50,759 0.10%
213 POWERSHARES ETF TRUST II 2,074 50,585 0.10%
214 GLOBAL X FDS 4,928 50,315 0.10%
215 DISCOVER FINL SVCS 780 50,224 0.09%
216 CABOT OIL & GAS CORP 1,533 50,114 0.09%
217 GLOBAL X FDS 2,371 50,076 0.09%
218 SPDR INDEX SHS FDS 1,764 50,045 0.09%
219 AUTOZONE INC 98 49,947 0.09%
220 Nielsen Holdings B.V. 1,120 49,650 0.09%
221 VIACOM INC NEW 642 49,395 0.09%
222 JOHNSON CTLS INTL PLC 1,122 49,368 0.09%
223 ISHARES MSCI CHINA SMALL-CAP ETF 1,041 49,343 0.09%
224 MARTIN MARIETTA MATLS INC 380 48,997 0.09%
225 NXSTAGE MED INC COM 3,720 48,844 0.09%
226 CLAYMORE EXCHANGE TRD FD 1,810 48,617 0.09%
227 ISHARES TRUST NEW ZEALAND ETF 1,263 48,613 0.09%
228 S&P GLOBAL INC 573 48,390 0.09%
229 AMEDISYS INC COM 2,397 48,347 0.09%
230 NETEASE INC 562 48,141 0.09%
231 MARSH & MCLENNAN COS INC 918 48,048 0.09%
232 RYDEX ETF TRUST 818 47,968 0.09%
233 BAKER HUGHES INC 732 47,624 0.09%
234 AMERICAN ELEC PWR INC 910 47,511 0.09%
235 FREEPORT-MCMORAN INC 1,452 47,408 0.09%
236 PIONEER NAT RES CO 240 47,273 0.09%
237 FRANKLIN RESOURCES INC 845 46,145 0.09%
238 NETFLIX INC 102 46,020 0.09%
239 CLAYMORE EXCHANGE TRD FD TR 1,017 45,887 0.09%
240 DEERE & CO 553 45,340 0.09%
241 SPDR INDEX SHS FDS 739 45,315 0.09%
242 ISHARES TR 495 45,238 0.09%
243 VERTEX PHARMACEUTICALS INC 402 45,149 0.09%
244 BB&T CORP 1,212 45,099 0.09%
245 ALLSTATE CORP 732 44,923 0.08%
246 WASTE MGMT INC DEL 942 44,773 0.08%
247 ENSTAR GROUP LIMITED COM 327 44,577 0.08%
248 AFLAC INC 765 44,561 0.08%
249 APPLIED MATLS INC 2,055 44,409 0.08%
250 DEVON ENERGY CORP NEW 648 44,181 0.08%
Page 5 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
Page 2 of 48