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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 Mylan Laboratories Inc 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUP INC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 Sigma-Aldrich 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 AMERICAN ELEC PWR INC 910 48 0.09%
102 AMERICAN EXPRESS CO 1,518 133 0.25%
103 AMERICAN INTL GROUP INC 2,406 130 0.25%
104 AMERICAN NATL BANKSHARES INC 139 3 0.01%
105 AMERICAN RESIDENTIAL PPTYS I 488 9 0.02%
106 AMERICAN RIVER BANKSHARES COM 421 4 0.01%
107 AMERICAN RLTY INVS INC 398 2 0.00%
108 AMERICAN SCIENCE & ENGR INC 273 15 0.03%
109 AMERICAN SOFTWARE CL A CLASS A 166 1 0.00%
110 AMERICAN TOWER CORP NEW 78 7 0.01%
111 AMERICAN TOWER CORP NEW PFD CONV SER A 159 17 0.03%
112 AMERICAN WOODMARK CORPORATION COM 283 10 0.02%
113 AMERICAN WTR WKS CO INC NEW 206 10 0.02%
114 AMERICANCAPITALA 1,773 38 0.07%
115 AMERICAS CAR-MART INC COM 517 20 0.04%
116 AMERIGAS PARTNERS L P 200 9 0.02%
117 AMERIPRISE FINANCIAL, INC. 656 13 0.02%
118 AMERIPRISE FINL INC 315 39 0.07%
119 AMERISAFE INC COM 457 18 0.03%
120 AMERISOURCEBERGEN CORP 360 28 0.05%
121 AMETEK INC NEW 414 21 0.04%
122 AMGEN INC 1,581 222 0.42%
123 AMGEN INC 2,370 5 0.01%
124 AMPHASTAR PHARMACEUTICALS INC COM 2,887 34 0.06%
125 AMPHENOL CORP NEW 264 26 0.05%
126 AMSURG CORP 148 16 0.03%
127 AMTECH SYS INC 59 1 0.00%
128 ANADARKO PETR 852 86 0.16%
129 ANALOG DEVICES INC 531 26 0.05%
130 ANALOGIC CORP COM PAR $0.05 254 16 0.03%
131 ANCHOR BANCORP WA 600 12 0.02%
132 ANDERSONS INC COM 96 6 0.01%
133 ANGIES LIST INC COM 100 1 0.00%
134 ANGLOGOLD ASHANTI LIMITED 833 10 0.02%
135 ANI PHARMACEUTICALS INC 833 24 0.05%
136 ANIKA THERAPEUTICS INC COM 200 7 0.01%
137 ANN INC 241 10 0.02%
138 ANNIE S INC 40 2 0.00%
139 ANWORTH MORTGAGE ASSET CP 772 4 0.01%
140 AON PLC 489 43 0.08%
141 APACHE CORP 645 61 0.12%
142 APARTMENT INVT & MGMT CO 246 8 0.02%
143 APOGEE ENTERPRISES INC COM 100 4 0.01%
144 APOLLO COML REAL EST FIN INC 634 10 0.02%
145 APPLE INC 21,900 2,206 4.17%
146 APPLIED INDL TECHNOLOGIES IN 93 4 0.01%
147 APPLIED MATLS INC 2,055 44 0.08%
148 APTARGROUP INC 200 12 0.02%
149 ARAMARK 396 10 0.02%
150 ARCBEST CORP COM 423 16 0.03%
Page 3 of 48