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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO & CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 National Australia Bank ADR 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUPINC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 SIGMA ALDRICH 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 381 17 0.03%
2 PHOTOMEDEX INC COM PAR $0.01 334 2 0.00%
3 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 485 4 0.01%
4 ARCH COAL INC 300 1 0.00%
5 ASM INTL N V 64 2 0.00%
6 CROWN CASTLE CNV PFD 38 4 0.01%
7 HERSHA HOSPITALITY TR 1,000 6 0.01%
8 "MORGAN STANLEY " 122 2 0.00%
9 * ELONG INC SPONSORED ADR 294 6 0.01%
10 1st Source Corp 506 14 0.03%
11 3M CO 1,091 155 0.29%
12 51JOB INC SP ADR REP COM 367 11 0.02%
13 8X8 INC NEW COM 302 2 0.00%
14 A-MARK PRECIOUS METALS INC 133 2 0.00%
15 A10 NETWORKS INC 1,080 10 0.02%
16 AAON INC 200 3 0.01%
17 AAR CORP COM 200 5 0.01%
18 ABB LTD 100 2 0.00%
19 ABBOTT LABS 2,774 115 0.22%
20 ABBVIE INC 2,954 171 0.32%
21 ABERCROMBIE & FITCH CO 437 16 0.03%
22 ABERDEEN ASIA PACIFIC INCOM 900 5 0.01%
23 ABERDEEN EMERGING MKTS SMALL 200 3 0.01%
24 ABERDEEN GTR CHINA FD INC 200 2 0.00%
25 ABERDEEN JAPAN EQUITY FD INC 100 1 0.00%
26 ABIOMED INC 629 16 0.03%
27 ABM INDS INC 200 5 0.01%
28 ACADIA COMPANY COM 200 10 0.02%
29 ACCELERATE DIAGNOSTICS INC 100 2 0.00%
30 ACCENTURE PLC IRELAND 1,186 96 0.18%
31 ACCESS NATL CORP COM 418 7 0.01%
32 ACCURIDE CORP NEW 400 2 0.00%
33 ACE LTD 567 59 0.11%
34 ACETO CORP 100 2 0.00%
35 ACI WORLDWIDE INC 386 7 0.01%
36 ACME UTD CORP 500 8 0.02%
37 ACTUANT CORP 626 19 0.04%
38 ACTUATE CORP 200 1 0.00%
39 ACUITY BRANDS INC 84 10 0.02%
40 ADAMS RES & ENERGY INC 121 5 0.01%
41 ADEPTUS HEALTH INC 186 5 0.01%
42 ADOBE INC 798 55 0.10%
43 ADVANCED DRAIN SYS INC DEL 403 8 0.02%
44 ADVANCED EMISSIONS SOLUTS IN 118 3 0.01%
45 ADVENT CLAYMORE CV SECS & INCORPORATED 113 2 0.00%
46 ADVENT CLAYMORE ENH GRW & IN 305 3 0.01%
47 ADVISORSHARES TR 1,074 54 0.10%
48 AEP INDUSTRIES ORD 427 16 0.03%
49 AES CORP 1,122 16 0.03%
50 AETNA INC NEW 697 56 0.11%
Page 1 of 48