| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,286,284 | 12,207,000 | 43.76% | ||
| 2 | MORGAN STANLEY | 448,619 | 4,257,000 | 15.26% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 318,207 | 3,020,000 | 10.83% | ||
| 4 | DEUTSCHE BANK AG\ | 182,791 | 1,734,000 | 6.22% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 78,710 | 747,000 | 2.68% | ||
| 6 | Invesco Ltd. | 76,390 | 725,000 | 2.60% | ||
| 7 | SG Americas Securities, LLC | 69,441 | 659,000 | 2.36% | ||
| 8 | AQR CAPITAL MANAGEMENT LLC | 62,861 | 597,000 | 2.14% | ||
| 9 | TFS CAPITAL LLC | 52,733 | 500,000 | 1.79% | ||
| 10 | WELLS FARGO & COMPANY/MN | 52,635 | 499,000 | 1.79% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 51,503 | 489,000 | 1.75% | ||
| 12 | DOLIVER ADVISORS, LP | 42,506 | 403,000 | 1.44% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 35,785 | 340,000 | 1.22% | ||
| 14 | Virtu KCG Holdings LLC | 34,899 | 331,000 | 1.19% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 21,675 | 205,000 | 0.73% | ||
| 16 | Shaker Financial Services, LLC | 19,016 | 180,000 | 0.65% | ||
| 17 | CORNERSTONE ADVISORS INC | 14,710 | 140,000 | 0.50% | ||
| 18 | SHEPHERD KAPLAN KROCHUK, LLC | 14,200 | 135,000 | 0.48% | ||
| 19 | SUSQUEHANNA TRUST & INVESTMENT CO | 12,165 | 115,000 | 0.41% | ||
| 20 | LPL Financial LLC | 12,113 | 114,000 | 0.41% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 11,100 | 105,339 | 0.38% | ||
| 22 | Argentus Capital Management, LLC | 10,842 | 103,000 | 0.37% | ||
| 23 | UBS AG | 7,240 | 69,000 | 0.25% | ||
| 24 | CITIGROUP INC | 7,060 | 67,000 | 0.24% | ||
| 25 | AMERIPRISE FINANCIAL INC | 6,000 | 57,000 | 0.20% | ||
| 26 | ROYAL BANK OF CANADA | 5,468 | 52,000 | 0.19% | ||
| 27 | Hudock, Inc. | 3,244 | 31,000 | 0.11% | ||
| 28 | ENVESTNET ASSET MANAGEMENT INC | 982 | 9,000 | 0.03% | ||
| 29 | Ground Swell Capital, LLC | 305 | 3,000 | 0.01% | ||
| 30 | Regal Investment Advisors LLC | 325 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
