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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO & CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 National Australia Bank ADR 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUPINC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 SIGMA ALDRICH 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 BLACKBERRY LTD 33,060 329 0.62%
2 APPLE INC 21,900 2,206 4.17%
3 OFFICE DEPOT INC 20,247 104 0.20%
4 GENERAL ELECTRIC CO 18,003 461 0.87%
5 BANK AMER CORP 17,727 302 0.57%
6 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
7 SONUS NETWORKS INC 16,017 55 0.10%
8 ISHARES 14,824 644 1.22%
9 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
10 MICROSOFT CORP 13,885 644 1.22%
11 PFIZER INC 10,689 316 0.60%
12 FS KKR CAPITAL CORP COM 9,625 104 0.20%
13 CISCO SYS INC 9,295 234 0.44%
14 AT&T INC 8,742 308 0.58%
15 MICHAELS COS INC 8,594 150 0.28%
16 INTEL CORP 8,346 291 0.55%
17 National Australia Bank ADR 8,310 378 0.71%
18 WELLS FARGO & CO NEW 8,007 415 0.78%
19 POLYCOM INC 7,311 90 0.17%
20 EXXON MOBIL CORP 7,238 681 1.29%
21 ISHARES 7,152 220 0.42%
22 SLM CORP 7,081 61 0.12%
23 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
24 COCA COLA CO 6,654 284 0.54%
25 FORD MTR CO DEL 6,537 97 0.18%
26 JPMORGAN CHASE & CO 6,342 382 0.72%
27 CDK GLOBAL INC 6,000 184 0.35%
28 SEQUENOM INC 5,601 17 0.03%
29 CYTRX CORP 5,579 14 0.03%
30 CITIGROUPINC 5,112 265 0.50%
31 RIGEL PHARMACEUTICAL INC 4,949 10 0.02%
32 GLOBAL X FDS 4,928 50 0.09%
33 MERCK & CO INC 4,863 288 0.54%
34 ORACLE CORP 4,781 183 0.35%
35 JOHNSON & JOHNSON 4,755 507 0.96%
36 NETAPP INC 4,753 204 0.39%
37 PROCTER AND GAMBLE CO 4,682 392 0.74%
38 INNOVIVA INC COM 4,434 76 0.14%
39 OMNIVISION TECHS INC 3,905 103 0.19%
40 MYOS CORP 3,778 54 0.10%
41 MORGAN STANLEY 3,778 74 0.14%
42 NXSTAGE MED INC COM 3,720 49 0.09%
43 NV5 GLOBAL INC COM 3,700 35 0.07%
44 QUALCOMM INC 3,671 274 0.52%
45 HORIZON PHARMA PLC 3,505 43 0.08%
46 SPDR SERIES TRUST 3,347 197 0.37%
47 ALTRIA GROUP INC 3,345 154 0.29%
48 FACEBOOK INC 3,288 260 0.49%
49 Sizmek Inc 3,255 25 0.05%
50 CA INC 3,247 91 0.17%
Page 1 of 48