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Institutional Investment Manager
Smith Affiliated Capital Corp.
Smith Affiliated Capital Corp. (CIK: 0001540138) incorporated in New York, located at 88 Pine Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Portfolio Summary: 123 holdings with a total value of $188,426,693.
#
Name
Shares
Value ($)
%
Options
Notes
101 JPMORGAN CHASE & 5.150 5/01/23 200,000 201,000 0.11% PRN
102 Verizon 7,200 201,168 0.11% PRN
103 ROYAL GOLD INC 2,621 202,944 0.11% PRN
104 APPLE INC 1,835 207,447 0.11% PRN
105 LOCKHEED MARTIN CORP 900 215,748 0.11% PRN
106 GENERAL ELECTRIC CO 9,245 273,837 0.15% PRN
107 BNSF FUNDING TRU 6.613 12/15 415,000 478,860 0.25% PRN
108 AMERICAN EXPRESS 5.200 5/29/49 500,000 504,375 0.27% PRN
109 BANK OF NEW YORK 4.950 12/29/49 500,000 510,045 0.27% PRN
110 WELLS FARGO & CO NEW 490,000 512,099 0.27% PRN
111 JPMORGAN CHASE & 7.900 4/29/49 500,000 513,750 0.27% PRN
112 STATE STREET COR 5.250 12/29/49 500,000 526,250 0.28% PRN
113 NATIONAL RURAL U 5.250 4/20/46 500,000 539,750 0.29% PRN
114 DOMINION RESOURC 5.750 10/01 534,000 552,583 0.29% PRN
115 US Bancorp Del 20,200 608,424 0.32% PRN
116 Entergy Miss Inc 25,500 637,500 0.34% PRN
117 Sce TR V PFD Sec 22,300 662,087 0.35% PRN
118 PUBLIC STORAGE PFD 5.375 DIV SER V PERP/CALL 31,600 804,220 0.43% PRN
119 Schwab Charles Corp 29,700 817,641 0.43% PRN
120 Southern Co JR Sub 31,600 879,428 0.47% PRN
121 ISHARES RUSSELL 1000 ETF 9,442 1,137,383 0.60% PRN
122 SPROTT PHYSICAL GOLD TRUST UNIT 7,202,573 78,868,174 41.86% PRN
123 CENTRAL FD CDA LTD 6,662,382 92,140,743 48.90% PRN
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-020834, filed 2016.10.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.