| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROOSEVELT INVESTMENT GROUP LLC | 389,663 | 10,844,000 | 80.37% | ||
| 2 | FULTON BREAKEFIELD BROENNIMAN LLC | 58,150 | 1,618,000 | 11.99% | ||
| 3 | Smith Affiliated Capital Corp. | 31,600 | 879,428 | 6.52% | PRN | |
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 56,000 | 0.42% | ||
| 5 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 2,000 | 56,000 | 0.42% | ||
| 6 | Crow Point Partners, LLC | 1,426 | 39,000 | 0.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
