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CENTRAL FD CDA LTD
CENTRAL FD CDA LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 182 Institutional holders with a total value of $669,077,670.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Smith Affiliated Capital Corp. 6,662,382 92,140,743 13.77% PRN
2 Parallax Volatility Advisers, L.P. 4,158,543 57,513,000 8.60%
3 MORGAN STANLEY 3,614,754 49,992,000 7.47%
4 Allianz Asset Management GmbH 2,672,803 36,931,000 5.52%
5 WELLINGTON MANAGEMENT GROUP LLP 2,068,343 28,605,000 4.28%
6 ROYAL BANK OF CANADA 1,958,181 27,415,000 4.10%
7 SPROTT INC. 1,591,315 22,008,000 3.29%
8 HighTower Advisors, LLC 1,074,543 14,873,000 2.22%
9 WELLS FARGO & COMPANY/MN 1,034,139 14,302,000 2.14%
10 LPL Financial LLC 989,074 13,194,000 1.97%
11 RAYMOND JAMES & ASSOCIATES 934,255 12,921,000 1.93%
12 Raymond James Financial Services Advisors, Inc. 927,760 12,831,000 1.92%
13 CITIGROUP INC 927,190 12,812,000 1.91%
14 Cheviot Value Management, LLC 857,511 11,859,000 1.77%
15 RIVERNORTH CAPITAL MANAGEMENT, LLC 737,465 10,199,000 1.52%
16 Evanson Asset Management, LLC 723,556 10,007,000 1.50%
17 New Harbor Financial Group, LLC 676,475 9,355,000 1.40%
18 CIBC Asset Management Inc 652,830 9,038,000 1.35%
19 CENTRAL TRUST Co 619,103 8,562,000 1.28%
20 Beaumont Financial Partners, LLC 613,327 8,482,000 1.27%
21 Neuberger Berman Group LLC 602,529 8,333,000 1.25%
22 Pekin Hardy Strauss, Inc. 590,659 8,187,000 1.22%
23 Fore Research & Management, LP 564,040 7,800,000 1.17%
24 BANK OF AMERICA CORP /DE/ 531,897 7,356,000 1.10%
25 Jaffetilchin Investment Partners, LLC 530,938 7,343,000 1.10%
26 UBS Group AG 491,834 6,802,000 1.02%
27 Cetera Advisor Networks LLC 490,622 6,800,000 1.02%
28 Polar Asset Management Partners Inc. 482,484 6,673,000 1.00%
29 EVERGREEN CAPITAL MANAGEMENT LLC 479,647 6,633,000 0.99%
30 Alberta Investment Management Corp 364,150 6,613,000 0.99%
31 Guild Investment Management, Inc. 420,382 5,814,000 0.87%
32 BAIRD FINANCIAL GROUP, INC. 326,076 4,510,000 0.67%
33 AGF INVESTMENTS INC. 299,700 4,145,000 0.62%
34 Freedom Investment Management, Inc. 283,658 3,923,000 0.59%
35 HOLLENCREST CAPITAL MANAGEMENT 272,400 3,767,000 0.56%
36 BANK OF MONTREAL /CAN/ 265,462 3,672,000 0.55%
37 SCOTIA CAPITAL INC. 259,552 3,591,000 0.54%
38 Cannell & Co. 248,100 3,431,000 0.51%
39 Cambridge Investment Research Advisors, Inc. 242,629 3,358,000 0.50%
40 AMERIPRISE FINANCIAL INC 238,640 3,300,000 0.49%
41 BENNICAS & ASSOCIATES, INC. 233,364 3,227,000 0.48%
42 Greylin Investment Management, Inc 229,125 3,169,000 0.47%
43 Merriman Wealth Management, LLC 210,412 2,910,000 0.43%
44 BB&T SECURITIES, LLC 197,230 2,728,000 0.41%
45 Cetera Advisors LLC 171,511 2,386,000 0.36%
46 Commonwealth Equity Services, Inc 169,476 2,344,000 0.35%
47 Barry Investment Advisors, LLC 166,867 2,308,000 0.34%
48 Alpine Global Management, LLC 161,074 2,228,000 0.33%
49 Oppenheimer & Close, LLC 151,950 2,106,000 0.31%
50 WFG Advisors, LP 149,555 2,068,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.