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Institutional Investment Manager
Modera Wealth Management, LLC
Modera Wealth Management, LLC (CIK: 0001542143) incorporated in Delaware, located at 56 Jefferson Avenue, Westwood, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001221073-16-000219) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
101 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 9,761 215 0.07%
102 DOMINION ENERGY INC 2,835 211 0.07%
103 ISHARES TR 2,209 210 0.07%
104 EXPRESS SCRIPTS HLDG CO 2,933 207 0.07%
105 SPDR SER TR 2,430 205 0.07%
106 SCHWAB US AGGREGATE BOND ETF 3,762 202 0.07%
107 SPDR S&P 600 SMALL CAP VALUE ETF 1,878 201 0.07%
108 STEWARDSHIP FINL CORP 18,702 147 0.05%
109 BOULDER GROWTH & INCOME FUND COM 16,769 141 0.05%
110 BARCLAYS BANK 11,740 68 0.02%
111 SYNERGY PHARMACEUTICALS DEL 10,500 58 0.02%
112 CTI BIOPHARMA CORP 25,000 9 0.00%
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Restatement filing (0001221073-17-000035) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
101 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 9,761 215 0.07%
102 DOMINION ENERGY INC 2,835 211 0.07%
103 ISHARES TR 2,209 210 0.07%
104 SPDR SER TR 2,430 205 0.07%
105 EXPRESS SCRIPTS HLDG CO 2,875 203 0.07%
106 SCHWAB US AGGREGATE BOND ETF 3,762 202 0.07%
107 SPDR S&P 600 SMALL CAP VALUE ETF 1,878 201 0.07%
108 STEWARDSHIP FINL CORP 18,702 147 0.05%
109 BOULDER GROWTH & INCOME FUND COM 16,769 141 0.05%
110 BARCLAYS BANK 11,740 68 0.02%
111 SYNERGY PHARMACEUTICALS DEL 10,500 58 0.02%
112 CTI BIOPHARMA CORP 25,000 9 0.00%
Page 3 of 3