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Institutional Investment Manager
Modera Wealth Management, LLC
Modera Wealth Management, LLC (CIK: 0001542143) incorporated in Delaware, located at 56 Jefferson Avenue, Westwood, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001221073-16-000219) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 488,691 57,280 19.20%
2 ISHARES TR 244,185 37,778 12.67%
3 ISHARES INC 797,577 36,377 12.20%
4 VANGUARD INDEX FDS 232,496 20,227 6.78%
5 VANGUARD INDEX FDS 168,965 18,698 6.27%
6 ISHARES RUSSELL 1000 ETF 126,432 15,230 5.11%
7 ISHARES MSCI EAFE SMALL CAP IDX FD 224,103 11,745 3.94%
8 ISHARES TR 51,341 11,170 3.74%
9 VANGUARD INTL EQUITY INDEX F 222,287 8,365 2.80%
10 VANGUARD SPECIALIZED FUNDS 96,169 8,071 2.71%
11 SPDR S&P MIDCAP 400 ETF TR 15,364 4,337 1.45%
12 SPDR S&P 500 ETF TR 12,514 2,707 0.91%
13 ISHARES RUSSELL 2000 VALUE ETF 25,822 2,705 0.91%
14 EXXON MOBIL CORP 25,402 2,168 0.73%
15 ISHARES GOLD TRUST 166,079 2,108 0.71%
16 VANGUARD WHITEHALL FDS 28,450 2,052 0.69%
17 JOHNSON & JOHNSON 17,182 2,030 0.68%
18 ISHARES TR 33,121 1,826 0.61%
19 3M CO 9,735 1,716 0.58%
20 LOCKHEED MARTIN CORP 7,073 1,696 0.57%
21 AT&T INC 41,330 1,678 0.56%
22 VANGUARD INDEX FDS 12,048 1,559 0.52%
23 INTERNATIONAL BUSINESS MACHS 9,045 1,437 0.48%
24 MICROSOFT CORP 24,177 1,393 0.47%
25 VERIZON COMMUNICATIONS INC 24,931 1,391 0.47%
26 VANGUARD INDEX FDS 12,236 1,362 0.46%
27 GENERAL ELECTRIC CO 44,968 1,332 0.45%
28 APPLE INC 11,143 1,260 0.42%
29 ISHARES TR 3,800 1,100 0.37%
30 PEPSICO INC 10,083 1,097 0.37%
31 ALTRIA GROUP INC 17,102 1,081 0.36%
32 VANGUARD SCOTTSDALE FDS 13,070 1,053 0.35%
33 ISHARES TR 10,005 1,042 0.35%
34 INTEL CORP 27,292 1,030 0.35%
35 VANGUARD BD INDEX FDS 11,841 996 0.33%
36 PROCTER AND GAMBLE CO 10,756 965 0.32%
37 SPDR GOLD TR 7,669 964 0.32%
38 SPDR INDEX SHS FDS 22,195 926 0.31%
39 ISHARES MSCI ACWI EX US IDX FD 22,101 917 0.31%
40 ISHARES TR 8,039 849 0.28%
41 ACCENTURE PLC IRELAND 6,627 810 0.27%
42 UNION PAC CORP 7,854 766 0.26%
43 PHILIP MORRIS INTL INC 7,681 747 0.25%
44 PFIZER INC 21,902 742 0.25%
45 VANECK ETF TRUST 26,169 692 0.23%
46 SPDR Dow Jones Global Real Est 13,226 659 0.22%
47 BLACKROCK INC 1,753 636 0.21%
48 VANGUARD WORLD FD 6,016 588 0.20%
49 MERCK & CO INC 9,277 579 0.19%
50 MEDTRONIC PLC 6,645 574 0.19%
Page 1 of 3
Restatement filing (0001221073-17-000035) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 9,735 1,716 0.58%
2 ABBVIE INC 4,073 257 0.09%
3 ACCENTURE PLC IRELAND 6,627 810 0.27%
4 ADOBE INC 3,751 407 0.14%
5 ALPHABET INC 683 549 0.18%
6 ALPHABET INC 593 461 0.15%
7 ALTRIA GROUP INC 17,102 1,081 0.36%
8 APPLE INC 11,143 1,260 0.42%
9 AT&T INC 41,330 1,678 0.56%
10 BANK AMER CORP 30,809 482 0.16%
11 BANK NEW YORK MELLON CORP 7,905 315 0.11%
12 BARCLAYS BANK 11,740 68 0.02%
13 BAXTER INTL INC 6,366 303 0.10%
14 BECTON DICKINSON & CO 1,266 227 0.08%
15 BERKSHIRE HATHAWAY INC DEL 3,488 504 0.17%
16 BLACKROCK INC 1,753 636 0.21%
17 BOEING CO 3,236 426 0.14%
18 BOULDER GROWTH & INCOME FUND COM 16,769 141 0.05%
19 CHEVRON CORP NEW 2,305 237 0.08%
20 CLAYMORE EXCHANGE TRD FD TR 9,413 243 0.08%
21 COCA COLA CO 7,590 321 0.11%
22 COLGATE PALMOLIVE CO 4,765 353 0.12%
23 COMCAST CORP NEW 5,906 392 0.13%
24 CONOCOPHILLIPS 6,753 294 0.10%
25 CSX CORP 11,306 345 0.12%
26 CTI BIOPHARMA CORP 25,000 9 0.00%
27 DISNEY WALT CO 3,850 357 0.12%
28 DOMINION ENERGY INC 2,835 211 0.07%
29 EXPRESS SCRIPTS HLDG CO 2,875 203 0.07%
30 EXXON MOBIL CORP 25,402 2,168 0.73%
31 FACEBOOK INC 2,181 280 0.09%
32 FIRST TR EXCHANGE-TRADED FD 2,264 226 0.08%
33 FORTUNE BRANDS HOME & SEC IN 4,787 278 0.09%
34 GENERAL ELECTRIC CO 44,968 1,332 0.45%
35 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 9,761 215 0.07%
36 HARRIS CORP 5,013 459 0.15%
37 HERSHEY CO 2,830 271 0.09%
38 HONEYWELL INTL INC 4,889 570 0.19%
39 ILLINOIS TOOL WKS INC 4,784 573 0.19%
40 INTEL CORP 27,292 1,030 0.35%
41 INTERNATIONAL BUSINESS MACHS 9,045 1,437 0.48%
42 ISHARES GOLD TRUST 166,079 2,108 0.71%
43 ISHARES INC 797,577 36,377 12.20%
44 ISHARES MSCI ACWI EX US IDX FD 22,101 917 0.31%
45 ISHARES MSCI EAFE SMALL CAP IDX FD 224,103 11,745 3.94%
46 ISHARES RUSSELL 1000 ETF 126,432 15,230 5.11%
47 ISHARES RUSSELL 2000 VALUE ETF 25,822 2,705 0.91%
48 ISHARES TR 488,691 57,280 19.20%
49 ISHARES TR 51,341 11,170 3.74%
50 ISHARES TR 2,116 263 0.09%
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