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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 119 Institutional holders with a total value of $296,798,941.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 539,456 53,789,000 18.12%
2 WELLS FARGO & COMPANY/MN 437,526 43,625,000 14.70%
3 BANK OF AMERICA CORP /DE/ 243,746 24,303,000 8.19%
4 UBS Group AG 233,209 23,253,000 7.83%
5 AMERIPRISE FINANCIAL INC 110,233 10,989,000 3.70%
6 RAYMOND JAMES & ASSOCIATES 103,833 10,354,000 3.49%
7 LPL Financial LLC 92,798 9,171,000 3.09%
8 ROYAL BANK OF CANADA 82,170 8,193,000 2.76%
9 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 7,831,000 2.64%
10 McKinley Carter Wealth Services, Inc. 72,468 7,226,000 2.43%
11 Raymond James Financial Services Advisors, Inc. 59,948 5,977,000 2.01%
12 Hartford Financial Management Inc. 58,956 5,878,000 1.98%
13 GOLDMAN SACHS GROUP INC 50,000 4,986,000 1.68%
14 RPG INVESTMENT ADVISORY, LLC 45,890 4,575,000 1.54%
15 NAVELLIER & ASSOCIATES INC 45,428 4,530,000 1.53%
16 SUNTRUST BANKS INC 38,949 3,882,000 1.31%
17 SG Americas Securities, LLC 34,578 3,448,000 1.16%
18 Commonwealth Equity Services, Inc 31,150 3,106,000 1.05%
19 Timber Hill LLC 28,121 2,804,000 0.94%
20 Somerset Group LLC 31,429 2,563,000 0.86%
21 STIFEL FINANCIAL CORP 25,050 2,496,000 0.84%
22 ADVISOR GROUP, INC. 22,303 2,224,000 0.75%
23 CITADEL ADVISORS LLC 22,142 2,208,000 0.74%
24 Tower Research Capital LLC (TRC) 21,979 2,191,000 0.74%
25 CREDIT SUISSE AG/ 21,777 2,171,000 0.73%
26 Ancora Advisors LLC 21,259 2,120,000 0.71%
27 JUNCTURE WEALTH STRATEGIES, LLC 19,348 1,929,000 0.65%
28 NOMURA ASSET MANAGEMENT CO LTD 18,324 1,827,000 0.62%
29 MSI Financial Services Inc 17,701 1,765,000 0.59%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,600 1,755,000 0.59% Call
31 Private Advisor Group, LLC 17,112 1,691,000 0.57%
32 First Heartland Consultants, Inc. 16,051 1,600,000 0.54%
33 WESPAC Advisors, LLC 15,679 1,563,000 0.53%
34 CITADEL ADVISORS LLC 15,300 1,526,000 0.51% Call
35 Janney Montgomery Scott LLC 14,847 1,480,000 0.50%
36 B. Riley Wealth Advisors, Inc. 14,792 1,475,000 0.50%
37 SignalPoint Asset Management, LLC 14,728 1,469,000 0.49%
38 IFP ADVISORS, INC 13,646 1,361,000 0.46%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,600 1,356,000 0.46% Put
40 Cambridge Investment Research Advisors, Inc. 11,764 1,173,000 0.40%
41 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,204 1,117,000 0.38%
42 Hilltop Holdings Inc. 10,846 1,081,000 0.36%
43 ENVESTNET ASSET MANAGEMENT INC 10,498 1,047,000 0.35%
44 OPPENHEIMER & CO INC 9,948 992,000 0.33%
45 Cetera Advisor Networks LLC 9,610 958,000 0.32%
46 CITADEL ADVISORS LLC 8,900 887,000 0.30% Put
47 JPMORGAN CHASE & CO 8,835 881,000 0.30%
48 First Allied Advisory Services, Inc. 7,730 771,000 0.26%
49 VOYA FINANCIAL ADVISORS, INC. 7,682 757,000 0.26%
50 Jaffetilchin Investment Partners, LLC 7,383 736,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.