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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000890163-14-000045) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
101 SOTHEBYS 6,400 229 0.10%
102 INTEL CORP 6,481 226 0.10%
103 KKR & CO L P DEL 10,001 223 0.10%
104 MACOM TECH SOLUTIONS HLDGS I 9,918 217 0.09%
105 TIME WARNER CABLE INC 1,500 215 0.09%
106 NATIONAL RESH CORP CL A 16,200 211 0.09%
107 WEC ENERGY CORP. 4,500 194 0.08%
108 MARKEL CORP 300 191 0.08%
109 FALCONSTOR SOFTWARE INC 163,163 188 0.08%
110 ACTAVIS PLC 767 185 0.08%
111 REGENERON PHARMACEUTICALS 500 180 0.08%
112 AGNICO EAGLE MINES LTD 6,200 179 0.08%
113 Walgreens 2,983 177 0.08%
114 SELECT SECTOR SPDR TR 4,207 177 0.08%
115 NOVO-NORDISK A S 3,650 174 0.08%
116 DOMINION ENERGY INC 2,500 173 0.08%
117 CVS HEALTH CORP 2,125 169 0.07%
118 Peabody Energy Corp 13,500 167 0.07%
119 MONDELEZ INTL INC 4,797 164 0.07%
120 CISCO SYS INC 6,531 164 0.07%
121 UNION PAC CORP 1,501 163 0.07%
122 UNITED PARCEL SERVICE INC 1,626 160 0.07%
123 AIXTRON SE 10,500 159 0.07%
124 FORD MTR CO DEL 10,602 157 0.07%
125 BILL BARRETT CP 7,000 154 0.07%
126 Smith Micro Software 165,331 147 0.06%
127 TEXAS INSTRS INC 3,072 147 0.06%
128 TARGET CORP 2,331 146 0.06%
129 DEVON ENERGY CORP NEW 2,093 143 0.06%
130 CATALYST PHARMACEUTICALS INC 43,025 143 0.06%
131 GENERAL MLS INC 2,800 141 0.06%
132 CATERPILLAR INC 1,400 139 0.06%
133 YAHOO INC 3,356 137 0.06%
134 ABBOTT LABS 3,218 134 0.06%
135 LOWES COS INC 2,517 133 0.06%
136 CELANESE CORP DEL 2,127 125 0.05%
137 LILLY ELI & CO 1,911 124 0.05%
138 NORTHSTAR ASSET 6,700 123 0.05%
139 Durect Corp Com 82,928 122 0.05%
140 NORTHSTAR RLTY FIN CORP COM NEW 6,700 118 0.05%
141 UNITED TECHNOLOGIES CORP 1,119 118 0.05%
142 PHILIP MORRIS INTL INC 1,400 117 0.05%
143 COMCAST CORP NEW 2,116 114 0.05%
144 PAYCHEX INC 2,400 106 0.05%
145 NORTHROP GRUMMAN CORP 800 105 0.05%
146 ONVIA INC COM 21,867 101 0.04%
147 KIMBERLY CLARK CORP 900 97 0.04%
148 ENTERPRISE PRODS PARTNERS L 2,400 97 0.04%
149 Powershares Db Ag Etn 4,011 96 0.04%
150 BAKER HUGHES INC 1,478 96 0.04%
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