Dark
Light
System
Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000890163-14-000045) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES TR 975 37 0.02%
202 TICC CAPITAL CORP 4,200 37 0.02%
203 WEYERHAEUSER CO 1,088 35 0.02%
204 HANESBRANDS INC 313 34 0.01%
205 QUALCOMM INC 458 34 0.01%
206 Rackspace Hosting 1,000 33 0.01%
207 SYNGENTA AG 500 32 0.01%
208 PETROLEO BRASILEIRO SA PETRO 2,149 31 0.01%
209 EOG RES INC 300 30 0.01%
210 Ishares - Japan 2,569 30 0.01%
211 US BANCORP DEL 685 29 0.01%
212 EMULEX CORP 5,857 29 0.01%
213 MERCK & CO INC 488 29 0.01%
214 ALPHA NAT RES INC 250 29 0.01%
215 VANGUARD INTL EQUITY INDEX F 501 28 0.01%
216 ENCANA CORP 1,340 28 0.01%
217 ISHARES NASDAQ BIOTECHNOLOGY ETF 42 25 0.01%
218 GOODRICH PETE CORP 1,700 25 0.01%
219 ALPS ETF TR 1,230 24 0.01%
220 GOOGLE INC 42 24 0.01%
221 WISDOMTREE TR 458 24 0.01%
222 ROYAL BK SCOTLND 6.125% 1,000 24 0.01%
223 AMERICA MOVIL SAB DE CV 958 24 0.01%
224 NEWMONT CORP 1,000 23 0.01%
225 ISHARES TR 439 21 0.01%
226 FORTEGRA FINL CORP 2,000 20 0.01%
227 HSBC HLDGS PLC 775 20 0.01%
228 AMERICAN EXPRESS CO 230 20 0.01%
229 NUVEEN TX ADV TOTAL RET STRGY 1,450 20 0.01%
230 HUNTINGTON BANCSHARES INC 2,020 20 0.01%
231 REPUBLIC SVCS INC 486 19 0.01%
232 SPDR GOLD TR 160 19 0.01%
233 CORNING INC 1,000 19 0.01%
234 NOBLE CORP PLC 800 18 0.01%
235 BLACKROCK CAP INVT CORP 2,068 18 0.01%
236 NATIONAL RETAIL PPTYS INC 500 17 0.01%
237 iShares 1,392 16 0.01%
238 PIMCO INCOME STRATEGY FD 1,312 16 0.01%
239 CABOT OIL & GAS CORP 500 16 0.01%
240 NIKE INC 165 15 0.01%
241 ORACLE CORP 394 15 0.01%
242 INSMED INC 1,100 14 0.01%
243 L-3 Communications Holdings 118 14 0.01%
244 WISDOMTREE TR 296 14 0.01%
245 BANK AMER CORP 761 13 0.01%
246 DARDEN RESTAURANTS INC 250 13 0.01%
247 AEGON N V 1,465 12 0.01%
248 ISHARES TR 299 12 0.01%
249 ANNALY CAP MGMT INC 1,136 12 0.01%
250 TESLA INC 50 12 0.01%
Page 5 of 7