| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 768,477 | 9,176,000 | 20.76% | ||
| 2 | Invesco Ltd. | 427,276 | 5,102,000 | 11.54% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 408,736 | 4,880,000 | 11.04% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 364,039 | 4,347,000 | 9.83% | ||
| 5 | BB&T SECURITIES, LLC | 32,860 | 3,923,000 | 8.87% | ||
| 6 | Nuveen Asset Management, LLC | 228,500 | 2,728,000 | 6.17% | ||
| 7 | ROYAL BANK OF CANADA | 183,444 | 2,191,000 | 4.96% | ||
| 8 | MORGAN STANLEY | 177,955 | 2,125,000 | 4.81% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 99,452 | 1,187,000 | 2.68% | ||
| 10 | SUNTRUST BANKS INC | 91,525 | 1,092,000 | 2.47% | ||
| 11 | LPL Financial LLC | 75,791 | 914,000 | 2.07% | ||
| 12 | WELLS FARGO & COMPANY/MN | 68,433 | 817,000 | 1.85% | ||
| 13 | Creative Planning | 63,618 | 760,000 | 1.72% | ||
| 14 | UBS AG | 63,263 | 755,000 | 1.71% | ||
| 15 | SHUFRO ROSE & CO LLC | 42,900 | 512,000 | 1.16% | ||
| 16 | NATIONAL PLANNING CORP | 39,927 | 483,000 | 1.09% | ||
| 17 | FIRST FOUNDATION ADVISORS | 39,454 | 471,000 | 1.07% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 31,787 | 380,000 | 0.86% | ||
| 19 | Commonwealth Equity Services, Inc | 28,560 | 341,000 | 0.77% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,459 | 293,000 | 0.66% | ||
| 21 | KMS FINANCIAL SERVICES, INC | 24,330 | 291,000 | 0.66% | ||
| 22 | GOLDMAN SACHS GROUP INC | 19,521 | 233,000 | 0.53% | ||
| 23 | Virtu KCG Holdings LLC | 17,670 | 211,000 | 0.48% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 17,208 | 205,000 | 0.46% | ||
| 25 | BLB&B Advisors, LLC | 14,129 | 169,000 | 0.38% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 11,722 | 140,000 | 0.32% | ||
| 27 | DOLIVER ADVISORS, LP | 10,517 | 126,000 | 0.29% | ||
| 28 | BANK OF MONTREAL /CAN/ | 10,075 | 120,000 | 0.27% | ||
| 29 | AMERIPRISE FINANCIAL INC | 6,488 | 77,000 | 0.17% | ||
| 30 | US BANCORP \DE\ | 3,300 | 40,000 | 0.09% | ||
| 31 | FIFTH THIRD BANCORP | 2,300 | 27,000 | 0.06% | ||
| 32 | NEW ENGLAND SECURITIES CORP /MA/ | 1,600 | 19,000 | 0.04% | ||
| 33 | MSI Financial Services Inc | 1,477 | 18,000 | 0.04% | ||
| 34 | CITIGROUP INC | 1,486 | 17,000 | 0.04% | ||
| 35 | Cowen Prime Services LLC | 1,312 | 16,000 | 0.04% | ||
| 36 | WFG Advisors, LP | 1,000 | 12,000 | 0.03% | ||
| 37 | D.A. DAVIDSON & CO. | 1,000 | 11,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
