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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
52 CATERPILLAR INC 800 61 0.03%
53 CBIZ INC 1,000 10 0.00%
54 CELGENE CORP 2,000 200 0.09%
55 CENOVUS ENERGY INC 4 0 0.00%
56 CEVA Inc 67,453 1,518 0.70%
57 CHATHAM LODGING TR COM 26,000 557 0.26%
58 CHEMOURS CO 200 1 0.00%
59 CISCO SYS INC 38 1 0.00%
60 COBALT INTL ENERGY INC 7,200 21 0.01%
61 COCA COLA CO 7,522 349 0.16%
62 COLGATE PALMOLIVE CO 4,011 283 0.13%
63 COLUMBIA PIPELINE GR 27,000 678 0.31%
64 CONTINENTAL RESOURE 300 9 0.00%
65 CORNING INC 1,150 24 0.01%
66 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
67 CVS HEALTH CORP 23,450 2,432 1.13%
68 California Resources Corp 270 0 0.00%
69 Check Point Software Technologies Ltd 400 4 0.00%
70 DARDEN RESTAURANTS INC 250 17 0.01%
71 DCP MIDSTREAM LP 1,600 44 0.02%
72 DEERE & CO 2,411 186 0.09%
73 DETERMINE INC 700 1 0.00%
74 DEVON ENERGY CORP NEW 450 12 0.01%
75 DIGIMARC CORP 630,561 19,106 8.86%
76 DISNEY WALT CO 34 3 0.00%
77 DOMINION ENERGY INC 2,000 150 0.07%
78 DOMINOS PIZZA INC 100 13 0.01%
79 DOW CHEM CO 86,100 4,379 2.03%
80 DU PONT E I DE NEMOURS & CO 1,000 63 0.03%
81 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
82 DURECT CORP 83,628 113 0.05%
83 Dycom Industries Inc 32,991 719 0.33%
84 E M C CORP MASS COM 35,500 946 0.44%
85 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
86 EATON VANCE LTD DURATION INC 2 0 0.00%
87 EBAY INC 1,019 24 0.01%
88 EHEALTH INC COM 80,000 751 0.35%
89 EMERSON ELEC CO 1,300 71 0.03%
90 EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ES 12,904 226 0.10%
91 ENCANA CORP 4 0 0.00%
92 ENTERPRISE PRODS PARTNERS L 7,600 187 0.09%
93 ENZO BIOCHEM INC 242 1 0.00%
94 EOG RES INC 300 22 0.01%
95 EXAR CORPORATION 125,030 719 0.33%
96 EXELON CORP 95,100 3,410 1.58%
97 EXXON MOBIL CORP 5,610 469 0.22%
98 Energy XXI LTD 5,300 3 0.00%
99 FACEBOOK INC 500 57 0.03%
100 FAIR ISAAC CORP 3 0 0.00%
Page 2 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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