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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
51 AIRGAS INC 6,000 850 0.39%
52 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 25,500 842 0.39%
53 Vaneck Vectors Gold 40,815 815 0.38%
54 EHEALTH INC COM 80,000 751 0.35%
55 EXAR CORPORATION 125,030 719 0.33%
56 Dycom Industries Inc 32,991 719 0.33%
57 COLUMBIA PIPELINE GR 27,000 678 0.31%
58 JPMORGAN CHASE & CO 10,074 597 0.28%
59 SYNGENTA AG 7,000 580 0.27%
60 MEDIA GENERAL INC NEW 35,039 571 0.26%
61 FRESH MKT INC 20,000 571 0.26%
62 BRISTOL MYERS SQUIBB CO 8,800 562 0.26%
63 ACCURAY INCORPORATED COM 96,450 557 0.26%
64 CHATHAM LODGING TR COM 26,000 557 0.26%
65 BROCADE COMMUNICATIONS SYS I 51,650 546 0.25%
66 MICROSOFT CORP 9,241 510 0.24%
67 INTERNATIONAL BUSINESS MACHS 3,162 479 0.22%
68 EXXON MOBIL CORP 5,610 469 0.22%
69 NVE CORP 8,207 464 0.22%
70 NEOGEN CORP COM 8,700 438 0.20%
71 VERIZON COMMUNICATIONS INC 7,881 426 0.20%
72 Apollo Residentail Mtg Inc 30,005 403 0.19%
73 PRGX GLOBAL INC 84,995 401 0.19%
74 NEWPORT CORP 17,357 399 0.19%
75 COCA COLA CO 7,522 349 0.16%
76 HARMONIC INC 106,208 347 0.16%
77 METLIFE INC 7,250 319 0.15%
78 INGERSOLL-RAND PLC 5,000 310 0.14%
79 AIXTRON SE 59,150 287 0.13%
80 COLGATE PALMOLIVE CO 4,011 283 0.13%
81 MACOM TECH SOLUTIONS HLDGS I 6,118 268 0.12%
82 UNITED PARCEL SERVICE INC 2,530 267 0.12%
83 HCP INC 8,000 261 0.12%
84 INVENSENSE INC 30,500 256 0.12%
85 NATIONAL RESH CORP CL A 16,200 252 0.12%
86 APPLE INC 2,310 252 0.12%
87 QUESTAR CORP COM 10,000 248 0.11%
88 PROCTER AND GAMBLE CO 2,913 240 0.11%
89 FALCONSTOR SOFTWARE INC 170,163 228 0.11%
90 EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ES 12,904 226 0.10%
91 TEREX CORP NEW 9,000 224 0.10%
92 AVENUE FINL HLDGS INC 11,112 215 0.10%
93 INFOBLOX INC 12,300 210 0.10%
94 CELGENE CORP 2,000 200 0.09%
95 ENTERPRISE PRODS PARTNERS L 7,600 187 0.09%
96 NOVO-NORDISK A S 3,450 187 0.09%
97 DEERE & CO 2,411 186 0.09%
98 FIRST NIAGARA FINL GP INC 19,123 185 0.09%
99 KOPIN CORP 110,626 184 0.09%
100 GENERAL MLS INC 2,800 177 0.08%
Page 2 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 1 0 0.00%
2 APPLIED MATLS INC 12 0 0.00%
3 LILLY ELI & CO 5 0 0.00%
4 WESTROCK CO 1 0 0.00%
5 National Interstate Corp 0 0 0.00%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 LABORATORY CORP AMER HLDGS 2 0 0.00%
8 KINDRED HEALTHCARE INC 7 0 0.00%
9 KKR & CO LP COMMON UNITS 1 0 0.00%
10 JUNIPER NETWORKS 4 0 0.00%
11 INTERSIL CORP 1 0 0.00%
12 FASTENAL CO 6 0 0.00%
13 FAIR ISAAC CORP 3 0 0.00%
14 ENCANA CORP 4 0 0.00%
15 EATON VANCE LTD DURATION INC 2 0 0.00%
16 SIRIUS XM HOLDINGS INC 9 0 0.00%
17 RR DONNELLEY & SONS CO 3 0 0.00%
18 UNION PAC CORP 4 0 0.00%
19 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
20 CENOVUS ENERGY INC 4 0 0.00%
21 CALIFORNIA RES CORP 26 0 0.00%
22 BROADVISION INC 4 0 0.00%
23 LIBERTY GLOBAL PLC 2 0 0.00%
24 VALEANT PHARMACEUTICALS INTL 5 0 0.00%
25 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
26 WELLS FARGO & CO NEW 20 1 0.00%
27 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
28 UNITED TECHNOLOGIES CORP 11 1 0.00%
29 CISCO SYS INC 38 1 0.00%
30 DETERMINE INC 700 1 0.00%
31 TARGET CORP 11 1 0.00%
32 SELECT SECTOR SPDR TR 22 1 0.00%
33 ENZO BIOCHEM INC 242 1 0.00%
34 FORD MTR CO DEL 51 1 0.00%
35 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 LOWES COS INC 16 1 0.00%
38 CHEMOURS CO 200 2 0.00%
39 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
40 PARKERVISION INC 600 2 0.00%
41 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
42 DISNEY WALT CO 34 3 0.00%
43 HP INC 200 3 0.00%
44 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
45 REX ENERGY CORPORATION 7,200 5 0.00%
46 BONANZA CREEK ENERGY INC 2,600 5 0.00%
47 AEGON N V 1,465 6 0.00%
48 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
49 NOBLE CORP PLC 800 7 0.00%
50 NAUTILUS INC 500 9 0.00%
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