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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
101 TEXAS INSTRS INC 3,012 173 0.08%
102 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 12,300 172 0.08%
103 MCDONALDS CORP 1,340 168 0.08%
104 VERTEX PHARMACEUTICALS INC 2,000 159 0.07%
105 BLACKSTONE GROUP L P 5,500 154 0.07%
106 DOMINION ENERGY INC 2,000 150 0.07%
107 MONDELEZ INTL INC 3,500 140 0.06%
108 APIGEE CORP 16,600 138 0.06%
109 PHILIP MORRIS INTL INC 1,400 137 0.06%
110 PAYCHEX INC 2,400 130 0.06%
111 YAHOO INC 3,356 124 0.06%
112 KIMBERLY CLARK CORP 900 121 0.06%
113 DURECT CORP 83,628 113 0.05%
114 LOCKHEED MARTIN CORP 500 111 0.05%
115 BRT APARTMENTS CORP 16,025 111 0.05%
116 NORTHROP GRUMMAN CORP 550 109 0.05%
117 Smith Micro Software 182,331 108 0.05%
118 ALTRIA GROUP INC 1,700 107 0.05%
119 PEPSICO INC 1,011 104 0.05%
120 ALPHABET INC 140 104 0.05%
121 FORMFACTOR INC COM 13,457 98 0.05%
122 NEW MEDIA INVT GROUP INC COM 5,300 88 0.04%
123 HANESBRANDS INC 3,040 86 0.04%
124 SEMPRA ENERGY 800 83 0.04%
125 ONVIA INC 23,692 83 0.04%
126 WAL-MART STORES INC 1,190 82 0.04%
127 GLAXOSMITHKLINE PLC 2,000 81 0.04%
128 NEWFIELD EXPL CO 2,300 76 0.04%
129 NORTHSTAR ASSET 6,500 74 0.03%
130 UNILEVER PLC 1,645 74 0.03%
131 LENNAR 1,500 73 0.03%
132 EMERSON ELEC CO 1,300 71 0.03%
133 NATIONAL RETAIL PPTYS INC 1,500 69 0.03%
134 SYSCO CORP 1,400 65 0.03%
135 OASIS PETE INC NEW 8,900 65 0.03%
136 UNITEDHEALTH GROUP INC 502 65 0.03%
137 ALLEGION PUB LTD CO 999 64 0.03%
138 BLACKROCK CR ALLOCATION INCO 5,000 63 0.03%
139 DU PONT E I DE NEMOURS & CO 1,000 63 0.03%
140 CATERPILLAR INC 800 61 0.03%
141 FACEBOOK INC 500 57 0.03%
142 SUNCOR ENERGY INC NEW 2,000 56 0.03%
143 ABBOTT LABS 1,316 55 0.03%
144 INTEL CORP 1,627 53 0.02%
145 VODAFONE GROUP PLC NEW 1,636 52 0.02%
146 SAREPTA THERAPEUTICS INC 2,500 49 0.02%
147 HELMERICH & PAYNE INC 800 47 0.02%
148 NTELOS HLDGS CORPCOM NEW 5,000 46 0.02%
149 BANK MONTREAL QUE 753 46 0.02%
150 DCP MIDSTREAM LP 1,600 44 0.02%
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Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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