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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
101 TEXAS INSTRS INC 3,012 173 0.08%
102 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 12,300 172 0.08%
103 MCDONALDS CORP 1,340 168 0.08%
104 VERTEX PHARMACEUTICALS INC 2,000 159 0.07%
105 BLACKSTONE GROUP L P 5,500 154 0.07%
106 DOMINION ENERGY INC 2,000 150 0.07%
107 MONDELEZ INTL INC 3,500 140 0.06%
108 APIGEE CORP 16,600 138 0.06%
109 PHILIP MORRIS INTL INC 1,400 137 0.06%
110 PAYCHEX INC 2,400 130 0.06%
111 YAHOO INC 3,356 124 0.06%
112 KIMBERLY CLARK CORP 900 121 0.06%
113 DURECT CORP 83,628 113 0.05%
114 LOCKHEED MARTIN CORP 500 111 0.05%
115 BRT APARTMENTS CORP 16,025 111 0.05%
116 NORTHROP GRUMMAN CORP 550 109 0.05%
117 Smith Micro Software 182,331 108 0.05%
118 ALTRIA GROUP INC 1,700 107 0.05%
119 PEPSICO INC 1,011 104 0.05%
120 ALPHABET INC 140 104 0.05%
121 FORMFACTOR INC COM 13,457 98 0.05%
122 NEW MEDIA INVT GROUP INC COM 5,300 88 0.04%
123 HANESBRANDS INC 3,040 86 0.04%
124 SEMPRA ENERGY 800 83 0.04%
125 ONVIA INC 23,692 83 0.04%
126 WAL-MART STORES INC 1,190 82 0.04%
127 GLAXOSMITHKLINE PLC 2,000 81 0.04%
128 NEWFIELD EXPL CO 2,300 76 0.04%
129 NORTHSTAR ASSET 6,500 74 0.03%
130 UNILEVER PLC 1,645 74 0.03%
131 LENNAR 1,500 73 0.03%
132 EMERSON ELEC CO 1,300 71 0.03%
133 NATIONAL RETAIL PPTYS INC 1,500 69 0.03%
134 SYSCO CORP 1,400 65 0.03%
135 OASIS PETE INC NEW 8,900 65 0.03%
136 UNITEDHEALTH GROUP INC 502 65 0.03%
137 ALLEGION PUB LTD CO 999 64 0.03%
138 BLACKROCK CR ALLOCATION INCO 5,000 63 0.03%
139 DU PONT E I DE NEMOURS & CO 1,000 63 0.03%
140 CATERPILLAR INC 800 61 0.03%
141 FACEBOOK INC 500 57 0.03%
142 SUNCOR ENERGY INC NEW 2,000 56 0.03%
143 ABBOTT LABS 1,316 55 0.03%
144 INTEL CORP 1,627 53 0.02%
145 VODAFONE GROUP PLC NEW 1,636 52 0.02%
146 SAREPTA THERAPEUTICS INC 2,500 49 0.02%
147 HELMERICH & PAYNE INC 800 47 0.02%
148 NTELOS HLDGS CORPCOM NEW 5,000 46 0.02%
149 BANK MONTREAL QUE 753 46 0.02%
150 DCP MIDSTREAM LP 1,600 44 0.02%
Page 3 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 1 0 0.00%
2 APPLIED MATLS INC 12 0 0.00%
3 LILLY ELI & CO 5 0 0.00%
4 WESTROCK CO 1 0 0.00%
5 National Interstate Corp 0 0 0.00%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 LABORATORY CORP AMER HLDGS 2 0 0.00%
8 KINDRED HEALTHCARE INC 7 0 0.00%
9 KKR & CO LP COMMON UNITS 1 0 0.00%
10 JUNIPER NETWORKS 4 0 0.00%
11 INTERSIL CORP 1 0 0.00%
12 FASTENAL CO 6 0 0.00%
13 FAIR ISAAC CORP 3 0 0.00%
14 ENCANA CORP 4 0 0.00%
15 EATON VANCE LTD DURATION INC 2 0 0.00%
16 SIRIUS XM HOLDINGS INC 9 0 0.00%
17 RR DONNELLEY & SONS CO 3 0 0.00%
18 UNION PAC CORP 4 0 0.00%
19 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
20 CENOVUS ENERGY INC 4 0 0.00%
21 CALIFORNIA RES CORP 26 0 0.00%
22 BROADVISION INC 4 0 0.00%
23 LIBERTY GLOBAL PLC 2 0 0.00%
24 VALEANT PHARMACEUTICALS INTL 5 0 0.00%
25 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
26 WELLS FARGO & CO NEW 20 1 0.00%
27 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
28 UNITED TECHNOLOGIES CORP 11 1 0.00%
29 CISCO SYS INC 38 1 0.00%
30 DETERMINE INC 700 1 0.00%
31 TARGET CORP 11 1 0.00%
32 SELECT SECTOR SPDR TR 22 1 0.00%
33 ENZO BIOCHEM INC 242 1 0.00%
34 FORD MTR CO DEL 51 1 0.00%
35 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 LOWES COS INC 16 1 0.00%
38 CHEMOURS CO 200 2 0.00%
39 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
40 PARKERVISION INC 600 2 0.00%
41 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
42 DISNEY WALT CO 34 3 0.00%
43 HP INC 200 3 0.00%
44 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
45 REX ENERGY CORPORATION 7,200 5 0.00%
46 BONANZA CREEK ENERGY INC 2,600 5 0.00%
47 AEGON N V 1,465 6 0.00%
48 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
49 NOBLE CORP PLC 800 7 0.00%
50 NAUTILUS INC 500 9 0.00%
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