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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
151 LUMINEX CORP DEL 252,845 4,905 2.27%
152 MACOM TECH SOLUTIONS HLDGS I 6,118 268 0.12%
153 MCDONALDS CORP 1,340 168 0.08%
154 MEDIA GENERAL INC NEW 35,039 571 0.26%
155 MEDTRONIC PLC 3 0 0.00%
156 MERCK & CO INC 400 21 0.01%
157 METLIFE INC 7,250 319 0.15%
158 MICROSOFT CORP 9,241 510 0.24%
159 MONDELEZ INTL INC 3,500 140 0.06%
160 Market Vector Junior 35 1 0.00%
161 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
162 NATIONAL RESH CORP CL A 16,200 252 0.12%
163 NATIONAL RETAIL PPTYS INC 1,500 69 0.03%
164 NAUTILUS INC 500 10 0.00%
165 NEOGEN CORP COM 8,700 438 0.20%
166 NEOGENOMICS INC 1,481,626 9,986 4.63%
167 NETFLIX INC 200 20 0.01%
168 NEW MEDIA INVT GROUP INC COM 5,300 88 0.04%
169 NEWFIELD EXPL CO 2,300 76 0.04%
170 NEWPORT CORP 17,357 399 0.19%
171 NOBLE CORP PLC 800 8 0.00%
172 NOKIA CORP 166 1 0.00%
173 NORTHROP GRUMMAN CORP 550 109 0.05%
174 NORTHSTAR ASSET 6,500 74 0.03%
175 NORTHSTAR REALTY EUROPE CORPORATION 1,083 13 0.01%
176 NOVO-NORDISK A S 3,450 187 0.09%
177 NTELOS HLDGS CORPCOM NEW 5,000 46 0.02%
178 NVE CORP 8,207 464 0.22%
179 Northstar Realty Fin REIT 3,250 43 0.02%
180 OASIS PETE INC NEW 8,900 65 0.03%
181 OCCIDENTAL PETE CORP DEL 550 38 0.02%
182 ONVIA INC 23,692 83 0.04%
183 ORACLE CORP 394 16 0.01%
184 PARKERVISION INC 1,350 4 0.00%
185 PAYCHEX INC 2,400 130 0.06%
186 PAYPAL HLDGS INC 1,019 39 0.02%
187 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
188 PEPSICO INC 1,011 104 0.05%
189 PFIZER INC 174,629 5,176 2.40%
190 PHILIP MORRIS INTL INC 1,400 137 0.06%
191 POWERSECURE INTL INC 60,000 1,121 0.52%
192 PPG INDS INC 292 33 0.02%
193 PRGX GLOBAL INC 84,995 401 0.19%
194 PROCTER AND GAMBLE CO 2,913 240 0.11%
195 PTC INC 64,450 2,137 0.99%
196 QUESTAR CORP COM 10,000 248 0.11%
197 REIS INC 590,500 13,906 6.45%
198 REX ENERGY CORPORATION 7,200 6 0.00%
199 ROYAL BK SCOTLND 6.125% 1,000 24 0.01%
200 RR DONNELLEY & SONS CO 3 0 0.00%
Page 4 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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