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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
151 Northstar Realty Fin REIT 3,250 43 0.02%
152 SANOFI 1,000 40 0.02%
153 SANCHEZ ENERGY CORP COM 7,100 39 0.02%
154 PAYPAL HLDGS INC 1,019 39 0.02%
155 OCCIDENTAL PETE CORP DEL 550 38 0.02%
156 LEE ENTERPRISES INC 20,000 36 0.02%
157 TICC CAPITAL CORP 7,200 35 0.02%
158 ALKERMES PLC 1,000 34 0.02%
159 PPG INDS INC 292 33 0.02%
160 ALPHABET INC 40 31 0.01%
161 VENTAS INC 500 31 0.01%
162 GAP 1,022 30 0.01%
163 APOLLO GLOBAL MGMT LLC 1,500 26 0.01%
164 CORNING INC 1,150 24 0.01%
165 ROYAL BK SCOTLND 6.125% 1,000 24 0.01%
166 EBAY INC 1,019 24 0.01%
167 BJS RESTAURANTS INC COM 560 23 0.01%
168 APACHE CORP 450 22 0.01%
169 EOG RES INC 300 22 0.01%
170 COBALT INTL ENERGY INC 7,200 21 0.01%
171 MERCK & CO INC 400 21 0.01%
172 NETFLIX INC 200 20 0.01%
173 HSBC HLDGS PLC 775 20 0.01%
174 HUNTINGTON BANCSHARES INC 2,020 19 0.01%
175 SPDR GOLD TR 160 19 0.01%
176 KINDER MORGAN INC DEL 1,000 18 0.01%
177 DARDEN RESTAURANTS INC 250 17 0.01%
178 WILLIAMS COS INC DEL 1,000 16 0.01%
179 ALIBABA GROUP HLDG LTD 200 16 0.01%
180 ORACLE CORP 394 16 0.01%
181 STURM RUGER & CO INC 200 14 0.01%
182 GENPACT LIMITED 500 14 0.01%
183 LUMEN TECHNOLOGIES INC 400 13 0.01%
184 DOMINOS PIZZA INC 100 13 0.01%
185 NORTHSTAR REALTY EUROPE CORPORATION 1,083 13 0.01%
186 TARGA RES CORP 434 13 0.01%
187 AMERICAN EXPRESS CO 200 12 0.01%
188 DEVON ENERGY CORP NEW 450 12 0.01%
189 TESLA INC 50 11 0.01%
190 BANK AMER CORP 761 10 0.00%
191 Alcoa 1,000 10 0.00%
192 CBIZ INC 1,000 10 0.00%
193 NAUTILUS INC 500 10 0.00%
194 ALLETE INC COM NEW 166 9 0.00%
195 CONTINENTAL RESOURE 300 9 0.00%
196 VistaPrint NV 100 9 0.00%
197 ADVANTAGE OIL & GAS LTD 1,500 8 0.00%
198 AEGON N V 1,465 8 0.00%
199 NOBLE CORP PLC 800 8 0.00%
200 BONANZA CREEK ENERGY INC 3,600 6 0.00%
Page 4 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 1 0 0.00%
2 APPLIED MATLS INC 12 0 0.00%
3 LILLY ELI & CO 5 0 0.00%
4 WESTROCK CO 1 0 0.00%
5 National Interstate Corp 0 0 0.00%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 LABORATORY CORP AMER HLDGS 2 0 0.00%
8 KINDRED HEALTHCARE INC 7 0 0.00%
9 KKR & CO LP COMMON UNITS 1 0 0.00%
10 JUNIPER NETWORKS 4 0 0.00%
11 INTERSIL CORP 1 0 0.00%
12 FASTENAL CO 6 0 0.00%
13 FAIR ISAAC CORP 3 0 0.00%
14 ENCANA CORP 4 0 0.00%
15 EATON VANCE LTD DURATION INC 2 0 0.00%
16 SIRIUS XM HOLDINGS INC 9 0 0.00%
17 RR DONNELLEY & SONS CO 3 0 0.00%
18 UNION PAC CORP 4 0 0.00%
19 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
20 CENOVUS ENERGY INC 4 0 0.00%
21 CALIFORNIA RES CORP 26 0 0.00%
22 BROADVISION INC 4 0 0.00%
23 LIBERTY GLOBAL PLC 2 0 0.00%
24 VALEANT PHARMACEUTICALS INTL 5 0 0.00%
25 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
26 WELLS FARGO & CO NEW 20 1 0.00%
27 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
28 UNITED TECHNOLOGIES CORP 11 1 0.00%
29 CISCO SYS INC 38 1 0.00%
30 DETERMINE INC 700 1 0.00%
31 TARGET CORP 11 1 0.00%
32 SELECT SECTOR SPDR TR 22 1 0.00%
33 ENZO BIOCHEM INC 242 1 0.00%
34 FORD MTR CO DEL 51 1 0.00%
35 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 LOWES COS INC 16 1 0.00%
38 CHEMOURS CO 200 2 0.00%
39 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
40 PARKERVISION INC 600 2 0.00%
41 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
42 DISNEY WALT CO 34 3 0.00%
43 HP INC 200 3 0.00%
44 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
45 REX ENERGY CORPORATION 7,200 5 0.00%
46 BONANZA CREEK ENERGY INC 2,600 5 0.00%
47 AEGON N V 1,465 6 0.00%
48 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
49 NOBLE CORP PLC 800 7 0.00%
50 NAUTILUS INC 500 9 0.00%
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