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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
201 REX ENERGY CORPORATION 7,200 6 0.00%
202 Check Point Software Technologies Ltd 400 4 0.00%
203 PARKERVISION INC 1,350 4 0.00%
204 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
205 Energy XXI LTD 5,300 3 0.00%
206 DISNEY WALT CO 34 3 0.00%
207 HP INC 200 2 0.00%
208 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
209 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
210 DETERMINE INC 700 1 0.00%
211 CISCO SYS INC 38 1 0.00%
212 LOWES COS INC 16 1 0.00%
213 SunEdison Inc 1,000 1 0.00%
214 ENZO BIOCHEM INC 242 1 0.00%
215 CHEMOURS CO 200 1 0.00%
216 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
217 VALEANT PHARMACEUTICALS INTL 5 1 0.00%
218 FORD MTR CO DEL 51 1 0.00%
219 SELECT SECTOR SPDR TR 22 1 0.00%
220 NOKIA CORP 166 1 0.00%
221 Market Vector Junior 35 1 0.00%
222 UNITED TECHNOLOGIES CORP 11 1 0.00%
223 ZILLOW GROUP INC 40 1 0.00%
224 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
225 ZILLOW GROUP INC 20 1 0.00%
226 WELLS FARGO & CO NEW 19 1 0.00%
227 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
228 RR DONNELLEY & SONS CO 3 0 0.00%
229 SIRIUS XM HOLDINGS INC 9 0 0.00%
230 LILLY ELI & CO 5 0 0.00%
231 LEAPFROG ENTERPRISES INC 5 0 0.00%
232 LABORATORY CORP AMER HLDGS 2 0 0.00%
233 KINDRED HEALTHCARE INC 7 0 0.00%
234 SYMANTEC CORP 1 0 0.00%
235 KKR & CO LP COMMON UNITS 1 0 0.00%
236 JUNIPER NETWORKS 4 0 0.00%
237 INTERSIL CORP 1 0 0.00%
238 FASTENAL CO 6 0 0.00%
239 FAIR ISAAC CORP 3 0 0.00%
240 ENCANA CORP 4 0 0.00%
241 UNION PAC CORP 4 0 0.00%
242 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
243 EATON VANCE LTD DURATION INC 2 0 0.00%
244 WESTROCK CO 2 0 0.00%
245 CENOVUS ENERGY INC 4 0 0.00%
246 California Resources Corp 270 0 0.00%
247 BROADVISION INC 4 0 0.00%
248 APPLIED MATLS INC 12 0 0.00%
249 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
250 LIBERTY GLOBAL PLC 2 0 0.00%
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Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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