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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 88,192 1,364 0.63%
2 3M CO 6,650 1,108 0.51%
3 ABBOTT LABS 1,316 55 0.03%
4 ABBVIE INC 61,515 3,514 1.63%
5 ACCURAY INCORPORATED COM 96,450 557 0.26%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,500 8 0.00%
8 AEGON N V 1,465 8 0.00%
9 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 12,300 172 0.08%
10 AIRGAS INC 6,000 850 0.39%
11 AIXTRON SE 59,150 287 0.13%
12 ALERE INC 24,000 1,215 0.56%
13 ALIBABA GROUP HLDG LTD 200 16 0.01%
14 ALKERMES PLC 1,000 34 0.02%
15 ALLEGION PUB LTD CO 999 64 0.03%
16 ALLERGAN PLC 4,411 1,182 0.55%
17 ALLETE INC COM NEW 166 9 0.00%
18 ALPHABET INC 40 31 0.01%
19 ALPHABET INC 140 104 0.05%
20 ALTRIA GROUP INC 1,700 107 0.05%
21 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
22 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
23 AMERICAN EXPRESS CO 200 12 0.01%
24 ANALOG DEVICES INC 17,524 1,037 0.48%
25 APACHE CORP 450 22 0.01%
26 APIGEE CORP 16,600 138 0.06%
27 APOLLO GLOBAL MGMT LLC 1,500 26 0.01%
28 APPLE INC 2,310 252 0.12%
29 APPLIED MATLS INC 12 0 0.00%
30 ARI Network Services Inc 1,446,800 6,351 2.94%
31 AT&T INC 22,269 872 0.40%
32 AVENUE FINL HLDGS INC 11,112 215 0.10%
33 Adt Corp 31,000 1,279 0.59%
34 Alcoa 1,000 10 0.00%
35 Apollo Residentail Mtg Inc 30,005 403 0.19%
36 BANK AMER CORP 761 10 0.00%
37 BANK MONTREAL QUE 753 46 0.02%
38 BANKRATE INC DEL COM 295,800 2,712 1.26%
39 BAXALTA INC COM 23,513 950 0.44%
40 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
41 BJS RESTAURANTS INC COM 560 23 0.01%
42 BLACKROCK CR ALLOCATION INCO 5,000 63 0.03%
43 BLACKSTONE GROUP L P 5,500 154 0.07%
44 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
45 BONANZA CREEK ENERGY INC 3,600 6 0.00%
46 BRISTOL MYERS SQUIBB CO 8,800 562 0.26%
47 BROADVISION INC 4 0 0.00%
48 BROCADE COMMUNICATIONS SYS I 51,650 546 0.25%
49 BRT APARTMENTS CORP 16,025 111 0.05%
50 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 25,500 842 0.39%
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Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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